Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 390 ms

Reported as registered
PLUS CAPITAL
CRD 167459 · SEC 801-128254
VENICE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PM MGMT, LP
CRD 335729 · SEC 802-134239
ENCINO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PMB ADVISORS
CRD 137495 · SEC 801-118214
LARKSPUR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PNMAC CAPITAL MANAGEMENT, LLC
CRD 147101 · SEC 801-69113
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PNP SCALE MANAGEMENT LLC
CRD 301357 · SEC 802-115233
SUNNYVALE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POINT OLEMA CAPITAL PARTNERS, L.P.
CRD 304303 · SEC 801-116966
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
POINTGUARD VENTURES
CRD 171040 · SEC 802-79522
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POINTONE FAMILY OFFICE
CRD 338563 · SEC 801-134522
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POLYCHAIN CAPITAL LP
CRD 285022 · SEC 801-112665
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PONTE PARTNERS, LLC
CRD 301889 · SEC 802-131026
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POPLAR POINT CAPITAL MANAGEMENT LLC
CRD 165411 · SEC 801-132514
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORT STREET INVESTMENTS, LLC
CRD 168596 · SEC 801-78708
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PORTFOLIA VENTURE MANAGEMENT, LLC
CRD 316691 · SEC 802-122724
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORTFOLIO ADVISORS, INC.
CRD 106111 · SEC 801-38220
FRESNO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORTFOLIO DESIGN LABS, LLC
CRD 318127 · SEC 801-127598
ENCINO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORTFOLIO MANAGEMENT TECHNOLOGY
CRD 106135 · SEC 801-52600
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POST ADVISORY GROUP, LLC
CRD 108860 · SEC 801-57939
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POTENTIA WEALTH
CRD 329135 · SEC 801-129366
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POTRERO CAPITAL RESEARCH, LLC
CRD 125909 · SEC 801-108045
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POWER ASSET MANAGEMENT LLC
CRD 128580 · SEC 801-62399
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026