Reported as registered
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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3,152 sourced firms · query 382 ms
Reported as registered
CRD 7691 · SEC 801-14235
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 159862 · SEC 801-72949
ITHACA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRD 333735 · SEC 802-131849
RYE BROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 312540 · SEC 801-120328
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRD 335478 · SEC 802-132437
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 138405 · SEC 801-73880
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 132008 · SEC 801-63666
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRD 297815 · SEC 802-113721
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 311581 · SEC 801-120146
LARCHMONT, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 289048 · SEC 801-114339
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRD 317220 · SEC 802-126396
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 107309 · SEC 801-661
RYE BROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 330388 · SEC 801-130430
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 174126 · SEC 801-100436
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 282270 · SEC 801-106993
KINGSTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 157212 · SEC 801-73877
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
CRD 343256 · SEC 801-136771
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 151578 · SEC 801-70672
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 151488 · SEC 801-70671
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRD 309185 · SEC 801-118821
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026