Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 360 ms

Exempt Reporting Adviser
PRIMETECH VENTURES LLC
CRD 291329 · SEC 802-112286
REDWOOD CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRINCIPAL VP MANAGEMENT COMPANY LLC
CRD 332876 · SEC 802-131699
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRING TURNER
CRD 110931 · SEC 801-12851
ALAMO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRISM ADVISORS, INC.
CRD 286474 · SEC 801-110196
STUDIO CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE FINANCIAL COUNSELING
CRD 110648 · SEC 801-26253
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE MANAGEMENT GROUP INC
CRD 104707 · SEC 801-28023
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE PORTFOLIOS, INC.
CRD 111905 · SEC 801-110209
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE WEALTH ADVISORS
CRD 141971 · SEC 801-68605
FRESNO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE WEALTH PARTNERS, LLC
CRD 133802 · SEC 801-63808
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE WEALTH SOLUTIONS, LLC
CRD 289437 · SEC 801-111072
CALABASAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROCORE ADVISORS, LLC
CRD 289037 · SEC 801-132902
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRODUCT HUNT, INC.
CRD 316520 · SEC 802-127226
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PROGRESSION MANAGEMENT, LLC
CRD 340023 · SEC 802-135402
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PROGRESSION PARTNERS LLC
CRD 338449 · SEC 802-134459
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROPEL BIO MANAGEMENT, LLC
CRD 322858 · SEC 801-126889
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROPEL VENTURE PARTNERS MANAGEMENT CO.
CRD 283261 · SEC 801-124861
SAN CARLOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPECT CAPITAL ADVISORS, LLC
CRD 119531 · SEC 801-100384
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERITAS FINANCIAL, LLC
CRD 315768 · SEC 801-122207
VALENCIA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERITY FINANCIAL GROUP, INC.
CRD 339321 · SEC 801-134846
SAN RAMON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERITY ROAD, LLC
CRD 281894 · SEC 801-118900
SANTA ANA, CA
Source release August 3, 2026 · retrieved August 18, 2026