Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 494 ms

Reported as registered
ASCEND INTERPLAY, LLC
CRD 317344 · SEC 801-122766
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCEND INVESTMENT PARTNERS
CRD 307667 · SEC 801-118514
OGDEN, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCEND PARTNERS
CRD 310515 · SEC 801-121969
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENDANT CAPITAL PARTNERS LP
CRD 306257 · SEC 801-121941
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENDENT CAPITAL PARTNERS LIMITED
CRD 162710 · SEC 802-76267
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENDO VENTURES, LLC
CRD 334147 · SEC 802-131896
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENDOR WEALTH, LLC
CRD 148969 · SEC 801-133828
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENSION CAPITAL ADVISORS, INC.
CRD 109518 · SEC 801-57951
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENSION INVESTMENT MANAGEMENT
CRD 159767 · SEC 801-73295
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENSION VENTURES
CRD 161371 · SEC 802-75683
SAINT LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENSION WEALTH PARTNERS, LLC
CRD 146451 · SEC 801-120716
PLEASANT HILL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENSUS INVESTMENT ADVISORS, LLC
CRD 120632 · SEC 801-61492
NEWTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
ASCENT ADVISORS
CRD 335353 · SEC 801-134543
MANKATO, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENT CAPITAL ADVISORS INDIA PRIVATE LIMITED
CRD 161583 · SEC 802-75706
BANGALORE, KARNATAKA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENT CAPITAL PARTNERS, LLC
CRD 291218 · SEC 801-134434
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENT FINANCIAL GROUP
CRD 325706 · SEC 801-135535
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENT FUNDS MANAGEMENT LLC
CRD 327567 · SEC 802-128691
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENT VENTURE PARTNERS
CRD 162108 · SEC 802-74730
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENT WEALTH PARTNERS, LLC
CRD 158898 · SEC 801-72693
NEW HARTFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCENTA CAPITAL
CRD 327650 · SEC 802-128623
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026