Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 293 ms

Reported as registered
MUZINICH DIRECT LENDING ADVISER, LLC
CRD 327891 · SEC 801-128654
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MVP MANAGER LLC
CRD 282143 · SEC 801-117440
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MW ADVISOR, LLC
CRD 332429 · SEC 801-131369
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MWM GROUP LLC
CRD 164123 · SEC 801-76661
CEDARHURST, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MWP ADVISORY, LLC
CRD 309573 · SEC 801-119015
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
MXV CAPITAL, LLC
CRD 323145 · SEC 802-127264
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MYDA ADVISORS LLC
CRD 168658 · SEC 801-108431
WOODMERE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
N FINANCIAL PLANS
CRD 337288 · SEC 801-133967
HUNTINGTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NAPIER PARK GLOBAL CAPITAL (US) LP
CRD 166333 · SEC 801-77543
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NASSAU ALTERNATIVE INVESTMENTS LLC
CRD 300006 · SEC 801-117014
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NASSAU GLOBAL CREDIT LLC
CRD 287937 · SEC 801-110188
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NAVIS WEALTH ADVISORS LLC
CRD 311171 · SEC 801-119746
RYE BROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NBT CAPITAL MANAGEMENT, INC.
CRD 104932 · SEC 801-30786
NORWICH, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NCH CAPITAL INC.
CRD 157288 · SEC 801-72916
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEBARI PARTNERS, LLC
CRD 295859 · SEC 801-122778
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEEDHAM & COMPANY, LLC
CRD 16360 · SEC 801-62735
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEEDHAM INVESTMENT MANAGEMENT, LLC
CRD 106783 · SEC 801-50449
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEIMAN FUNDS MANAGEMENT LLC
CRD 151749 · SEC 801-70650
WILLIAMSVILLIE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEO IVY CAPITAL MANAGEMENT, LLC
CRD 284999 · SEC 801-117018
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEON BRIGHT MANAGEMENT, LLC
CRD 330002 · SEC 802-130647
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026