Reported as registered
THAMES FINANCIAL MANAGEMENT
CRD 126295 · SEC 801-112929
NORWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 25,777
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_INDVL_Feed_08_27_2026 · retrieved August 28, 2026
1 sourced firm · query 711 ms