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SEPULVEDA MANAGEMENT LLC

Reported as registeredReported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

CRD
284290
SEC file number
801-108097
Principal office
515 SOUTH FLOWER STREET
LOS ANGELES, CA, 90071
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    284290

  • SEC number

    801-108097

Regulatory status

Reported

Reported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Registered Investment Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Limited Liability Company

Website as reported

https://x.com/TCWGroup

Regulatory assets under management

$355.1 million

Exact source amount: $355,077,780.00

Regulatory assets under management is a Form ADV regulatory measure and should not be interpreted as investment performance, firm quality, popularity, or an endorsement.

Regulatory disclosures

Firm reported No for Item 11 in this filing.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Employees as reported: 8

Advisory personnel as reported: 7

Clients as reported: 0

As of May 5, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported
  • Percentage of assets under management
  • Performance-based fees

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Client cash: No as reported

Client securities: No as reported

Related-person cash: No as reported

Related-person securities: Yes as reported

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Broker-dealer
  • Commodity pool operator / commodity trading advisor
  • Insurance company or agency
  • Other
  • Other investment adviser
  • Real estate broker or dealer
  • Sponsor of limited partnerships

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    BOWDEN, ANDREW, JOHN

    Individual as reported · Title/status as reported: EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported direct owner

    Jones, Kathryn, Lynn

    Individual as reported · Title/status as reported: GLOBAL CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported direct owner

    LANE, MARTIN, KEITH

    Individual as reported · Ownership range: Less than 5% · Title/status as reported: SENIOR VICE PRESIDENT

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported direct owner

    STAUNTON, VINCENT, MICHAEL

    Individual as reported · Ownership range: 5% but less than 10% · Title/status as reported: SENIOR VICE PRESIDENT

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported direct owner

    TCW ASSET MANAGEMENT COMPANY LLC

    Organization as reported · Ownership range: 5% but less than 10% · Title/status as reported: SHAREHOLDER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported direct owner

    VILLA, RICHARD, MANUEL

    Individual as reported · Title/status as reported: EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported direct owner

    WANG, DAVID, CHIH-WEN

    Individual as reported · Title/status as reported: MANAGING DIRECTOR

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported direct owner

    ZHU, JEREMY, QINLI

    Individual as reported · Ownership range: 10% but less than 25% · Title/status as reported: MANAGING DIRECTOR

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported indirect owner

    WEDBUSH, JEAN, ARDELLE

    Individual as reported · Ownership range: 10% but less than 25% · Title/status as reported: SHAREHOLDER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    BOWDEN, ANDREW, JOHN

    Individual as reported · Title/status as reported: EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    Jones, Kathryn, Lynn

    Individual as reported · Title/status as reported: GLOBAL CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    LANE, MARTIN, KEITH

    Individual as reported · Title/status as reported: SENIOR VICE PRESIDENT

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    STAUNTON, VINCENT, MICHAEL

    Individual as reported · Title/status as reported: SENIOR VICE PRESIDENT

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    TCW ASSET MANAGEMENT COMPANY LLC

    Organization as reported · Title/status as reported: SHAREHOLDER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    VILLA, RICHARD, MANUEL

    Individual as reported · Title/status as reported: EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    WANG, DAVID, CHIH-WEN

    Individual as reported · Title/status as reported: MANAGING DIRECTOR

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    WEDBUSH, JEAN, ARDELLE

    Individual as reported · Title/status as reported: SHAREHOLDER

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

Showing 8 of 9 currently reported executive/control relationships. Additional names remain in the source filing.

Related organizations

  • Related organization reported by the adviser

    BUCHANAN STREET PARTNERS, L.P.

    Organization as reported · CRD 169052

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    METROPOLITAN WEST ASSET MANAGEMENT LLC

    Organization as reported · CRD 104571

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC

    Organization as reported · CRD 332802

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    TCW ASSET MANAGEMENT COMPANY LLC

    Organization as reported · CRD 105742

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    TCW FUNDS DISTRIBUTORS LLC

    Organization as reported · CRD 16670

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    TCW INVESTMENT MANAGEMENT COMPANY LLC

    Organization as reported · CRD 106546

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    TCW PT MANAGEMENT COMPANY LLC

    Organization as reported · CRD 333068

    Reported in Form ADV dated May 5, 2026 · Registered investment adviser filing

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: Yes as reported · Count 7.B.(1): 3 · Gross assets as reported: 355,077,780

  • Private fund reported by the adviser

    TCW SEPULVEDA FOCUSED VALUE FUND, LP

    805-4878292986

    Delaware, United States · Reported in Form ADV dated May 5, 2026

  • Private fund reported by the adviser

    TCW SEPULVEDA LONG/SHORT EQUITY FUND I LP

    805-8102848917

    Delaware, United States · Reported in Form ADV dated May 5, 2026

  • Private fund reported by the adviser

    TCW SEPULVEDA LONG/SHORT EQUITY MASTER FUND, LTD.

    805-8410862068

    Cayman Islands · Reported in Form ADV dated May 5, 2026

Fund service providers

Only current provider rows with sufficient identity quality are shown. Name-only rows remain internal.

  • Custodian reported for a private fund

    J.P. MORGAN SECURITIES LLC

    Reported in Form ADV dated May 5, 2026

  • Marketer reported for a private fund

    TCW FUNDS DISTRIBUTORS LLC

    CRD 16670 · Reported in Form ADV dated May 5, 2026

  • Prime broker reported for a private fund

    J.P. MORGAN SECURITIES LLC

    CRD 79 · Reported in Form ADV dated May 5, 2026

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

25

RIA 25 · ERA 0

Latest relational filing

May 5, 2026

Registered investment adviser · Other-Than Anual Amendment For Registered Adviser

ADV-W filings

0

Shown as historical evidence only

Recent sec form adv filings
  • 2103098 · May 5, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · current reported filing
  • 2046069 · March 27, 2026 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1906578 · October 10, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1878023 · May 22, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1838580 · March 28, 2024 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1801213 · December 1, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1771276 · June 26, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1767242 · June 5, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1755607 · April 24, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1715691 · March 29, 2023 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1607513 · March 29, 2022 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1505111 · March 29, 2021 · RIA · Annual Updating Amendment for Registered Adviser · historical filing

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Registered Investment Advisers (IARD firm roster) · record 284290 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): Approved

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews