Exempt Reporting Adviser
ASLAN ROSE LLC
CRD 337741 · SEC 802-134163
HUNTINGTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 532 ms
Exempt Reporting Adviser
ASPECT ACQUISITION MANAGEMENT
CRD 288068 · SEC 802-130672
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPECT CAPITAL LIMITED
CRD 127600 · SEC 801-62408
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASPECT MANAGEMENT, LLC
CRD 175357 · SEC 802-88225
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPECT PARTNERS, LLC
CRD 307273 · SEC 801-126851
FAIRFAX, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN CAPITAL MANAGEMENT, LLC
CRD 119050 · SEC 801-63437
BOISE, ID
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN GROVE CAPITAL, LLC
CRD 158166 · SEC 801-78138
AVON, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN INVESTMENT MANAGEMENT INC.
CRD 112081 · SEC 801-58191
GRAND RAPIDS, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN PRIVATE ADVISORS, LLC
CRD 297639 · SEC 801-113814
SIOUX FALLS, SD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN RENEWABLE INVESTMENTS, L.L.C.
CRD 334812 · SEC 801-132127
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN WEALTH MANAGEMENT, LLC
CRD 159594 · SEC 801-114243
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN WEALTH STRATEGIES, LLC
CRD 307424 · SEC 801-119473
ARVADA, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPENRIDGE WEALTH ADVISORS
CRD 337220 · SEC 801-134217
FORT WORTH, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPETUCK FINANCIAL MANAGEMENT LLC
CRD 134500 · SEC 801-125900
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASPEX MANAGEMENT (HK) LIMITED
CRD 300189 · SEC 802-115265
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASPIRANT GROUP
CRD 305426 · SEC 802-117521
TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE ADVISORS, LLC
CRD 150652 · SEC 801-77599
NORTH WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE CAPITAL ADVISORS LLC
CRD 298366 · SEC 801-118452
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE GROWTH PARTNERS LLC
CRD 312063 · SEC 801-120122
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE PRIVATE CAPITAL
CRD 154116 · SEC 801-113754
CORNELIUS, NC
Source release August 3, 2026 · retrieved August 18, 2026