Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 531 ms

Exempt Reporting Adviser
BASIS SET BUILDERS, LLC
CRD 313162 · SEC 802-121496
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BASIS SET VENTURES, LLC
CRD 289323 · SEC 802-112478
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BASKIR CAPITAL MANAGEMENT LLC
CRD 166457 · SEC 802-77610
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASON ASSET MANAGEMENT
CRD 165450 · SEC 801-107297
LAKEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASS AND BELL, INC.
CRD 300557 · SEC 801-114766
LITTLE ROCK, AR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASSAM WEALTH MANAGEMENT, LLC
CRD 330695 · SEC 801-130321
PALM BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASSO CAPITAL MANAGEMENT, L.P.
CRD 132311 · SEC 801-64130
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
CRD 138032 · SEC 801-72520
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BASTION ASSET MANAGEMENT INC
CRD 342790 · SEC 802-137197
MONTREAL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASTION FIDUCIARY
CRD 333420 · SEC 801-131510
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASTION MANAGEMENT II LLC
CRD 309685 · SEC 801-120915
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BATES FINANCIAL ADVISORS, INC.
CRD 116515 · SEC 801-72191
ROCKFORD, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BATTELL HOLDINGS MANAGEMENT, LLC
CRD 334688 · SEC 802-136036
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BATTERY GLOBAL ADVISORS, LLC
CRD 158508 · SEC 801-73308
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BATTERY MANAGEMENT CORP.
CRD 160921 · SEC 801-79475
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BATTLE INVESTMENT GROUP, LLC
CRD 283292 · SEC 801-124874
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAU ADVISORS
CRD 301667 · SEC 801-117451
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAUER WEALTH MANAGEMENT INC.
CRD 152977 · SEC 801-122717
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAUGH & ASSOCIATES, LLC
CRD 136342 · SEC 801-64569
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BAUKUNST MANAGEMENT COMPANY, LLC
CRD 323886 · SEC 802-126994
CAMBRIDGE, MA
Source release August 3, 2026 · retrieved August 18, 2026