Reported as registered
BAUM CAPITAL PARTNERS MANAGEMENT, LLC
CRD 288225 · SEC 801-133927
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 577 ms
Reported as registered
BAUMAN WEALTH ADVISORS
CRD 153061 · SEC 801-131480
LAS VEGAS, NV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAUTIS FINANCIAL, LLC
CRD 148582 · SEC 801-129584
MONTCLAIR, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAXTER CAPITAL MANAGEMENT INC
CRD 105123 · SEC 801-14659
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAXTER INVESTMENT MANAGEMENT
CRD 106548 · SEC 801-1939
RIVERSIDE, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAY POINTE FINANCIAL
CRD 340986 · SEC 801-136334
NEW BALTIMORE, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAY CAPITAL ADVISORS, LLC
CRD 140796 · SEC 801-122519
VIRGINIA BEACH, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BAY CAPITAL PARTNERS LTD
CRD 167965 · SEC 802-78520
EBENE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BAY CITY CAPITAL LLC
CRD 160525 · SEC 802-76061
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAY COLONY ADVISORS
CRD 152583 · SEC 801-107792
CONCORD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAY HARBOR WEALTH MANAGEMENT, LLC
CRD 294000 · SEC 801-114123
HUNT VALLEY, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAY HILLS CAPITAL MANAGEMENT, LLC
CRD 158603 · SEC 801-73082
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAY POINT ADVISORS, LLC
CRD 286050 · SEC 801-114858
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAY RIVERS GROUP WEALTH PARTNERS
CRD 290095 · SEC 801-111951
WILLIAMSBURG, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYARD ASSET MANAGEMENT LLC
CRD 177515 · SEC 801-111921
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYBERRY CAPITAL PARTNERS LP
CRD 300381 · SEC 801-114843
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BAYBOSTON MANAGERS LLC
CRD 177520 · SEC 802-124749
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYBRIDGE CAPITAL GROUP, LLC
CRD 284867 · SEC 801-112598
LIVERMORE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYESIAN CAPITAL MANAGEMENT, LP
CRD 283967 · SEC 801-110916
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYFOREST
CRD 312969 · SEC 801-131513
LONDON
Source release August 3, 2026 · retrieved August 18, 2026