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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
31,268
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1290 ms

  • Reported as registered

    603 FINANCIAL ADVISORS, LLC

    CRD 324422 · SEC 801-135510

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    626 FINANCIAL, LLC

    CRD 306474 · SEC 801-120219

    PORTAGE, MI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    645 VENTURES MANAGEMENT, LLC

    CRD 292416 · SEC 802-113372

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    6529 CAPITAL LLC

    CRD 321928 · SEC 802-126347

    WILMINGTON, DE

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    67 CAPITAL MANAGEMENT, LLC

    CRD 339144 · SEC 802-134826

    GREENWICH, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    683 CAPITAL MANAGEMENT, LLC

    CRD 156181 · SEC 801-73162

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    6TH MAN VENTURES, LLC

    CRD 318649 · SEC 801-128472

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    6TH STREET ADVISORS, LLC

    CRD 156623 · SEC 801-129586

    DAPHNE, AL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    7 MAIN CAPITAL LLC

    CRD 337389 · SEC 802-134079

    RYE, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    7 SATURDAYS FINANCIAL

    CRD 319340

    Principal state not provided in this source record

    State registration: TX

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as registered

    7 STREETS FINANCIAL, LLC

    CRD 282577 · SEC 801-117850

    SAN DIEGO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    7 SUMMITS INVESTMENT MANAGEMENT, LLC

    CRD 331963

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as registered

    71 WEST CAPITAL PARTNERS

    CRD 338756 · SEC 801-134535

    BOSTON, MA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    724 ASSET MANAGEMENT, LLC

    CRD 318169 · SEC 801-123108

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    724 CAPITAL, LLC

    CRD 318170 · SEC 801-123098

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    72CAPITAL, LLC

    CRD 335758

    Principal state not provided in this source record

    State registration: TX

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Reported as registered

    747 CAPITAL, LLC

    CRD 164742 · SEC 801-79112

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026