Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 323 ms

Reported as registered
9823 CAPITAL, LP
CRD 324329 · SEC 801-127155
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
994 GROUP
CRD 289923 · SEC 801-128543
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
9YARDS CAPITAL MANAGEMENT LP
CRD 299727 · SEC 801-123773
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A & I WEALTH MANAGEMENT
CRD 148357 · SEC 801-69819
LONE TREE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A BETTER WAY FINANCIAL, LLC
CRD 304914 · SEC 801-136115
ALLENTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A FIN MANAGEMENT LLC
CRD 315482 · SEC 801-122021
SUNNY ISLES BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A J FELDMAN FINANCIAL, LLC
CRD 154773 · SEC 801-131716
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A SLING & A STONE, INCORPORATED
CRD 134943 · SEC 801-132007
BURNET, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A SMARTER WAY TO INVEST
CRD 166170 · SEC 801-110895
BRIGHTON, MI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A-GRADE MANAGEMENT LLC
CRD 168124 · SEC 802-78297
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A-STAR PARTNERS, LLC
CRD 316533 · SEC 802-122565
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A-STREET MANAGEMENT LP
CRD 336707 · SEC 801-134786
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A. J. PERRY & CO.
CRD 107041 · SEC 801-134868
TOWSON, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A. N. CULBERTSON & COMPANY, INC.
CRD 108341 · SEC 801-43581
CHARLOTTESVILLE, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A. WALKER & CO, LLC
CRD 327323 · SEC 802-129160
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A.CAPITAL VENTURES
CRD 171174 · SEC 802-120740
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G. CAMPBELL ADVISORY, LLC
CRD 162150 · SEC 801-80616
BALTIMORE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G. MORGAN FINANCIAL ADVISORS, LLC
CRD 173292 · SEC 801-80731
MASSAPEQUA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G.P / ALLIANCE GLOBAL PARTNERS
CRD 8361 · SEC 801-70276
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G.P. ASSET MANAGEMENT LLC
CRD 339720 · SEC 801-135618
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026