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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
31,268
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1413 ms

  • Exempt Reporting Adviser

    4FI MANAGEMENT GMBH

    CRD 325018 · SEC 802-127753

    FRANKFURT A.M.

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4J WEALTH MANAGEMENT, LLC

    CRD 297268 · SEC 801-113972

    MCLEAN, VA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    4LB INVESTMENTS, LLC

    CRD 121244

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Exempt Reporting Adviser

    4POINT9 CAPITAL ADVISORS LLP

    CRD 309107 · SEC 802-118977

    MUMBAI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4THOUGHT FINANCIAL GROUP INC.

    CRD 162997 · SEC 801-74692

    SYOSSET, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4WEALTH ADVISORS, INC.

    CRD 129727 · SEC 801-113392

    BURR RIDGE, IL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4X4 CAPITAL

    CRD 316647 · SEC 801-128439

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    5 TALENTS ADVISORS, INC

    CRD 333270

    Principal state not provided in this source record

    State registration: CA

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Exempt Reporting Adviser

    500 GLOBAL

    CRD 161526 · SEC 802-74642

    PLEASANT HILL, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    501 NORTH, LLC

    CRD 338118 · SEC 801-134954

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    503 CAPITAL PARTNERS, LLC

    CRD 327580 · SEC 801-130277

    LEAWOOD, KS

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    503 PARTNERS, LLC

    CRD 283349 · SEC 802-107547

    PORTLAND, OR

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    50T FUNDS

    CRD 326720 · SEC 801-129893

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    51QUID DIGITAL ASSETS

    CRD 336113 · SEC 802-132663

    HOUSTON, TX

    Source release August 3, 2026 · retrieved August 18, 2026