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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
31,268
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1527 ms

  • Reported as registered

    401K INVESTMENT PROFESSIONALS

    CRD 282495 · SEC 801-117105

    WAUNAKEE, WI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    406 VENTURES MANAGEMENT, LLC

    CRD 162914 · SEC 802-75123

    BOSTON, MA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    42 AM, LLC

    CRD 339735 · SEC 801-136362

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    424 CAPITAL, LLC

    CRD 167462 · SEC 801-126295

    WAKEFIELD, MA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    44 NORTH CAPITAL, LLC

    CRD 327552 · SEC 801-128572

    BURLINGTON, VT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    44 WEALTH MANAGEMENT LLC

    CRD 309647 · SEC 801-119064

    EUGENE, OR

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    442 CAPITAL PTY LTD

    CRD 334382 · SEC 801-132211

    SOUTH MELBOURNE

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4490 VENTURES

    CRD 174389 · SEC 802-88207

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4612 GROUP, LLC

    CRD 287619 · SEC 801-118617

    ATLANTA, GA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    468 MANAGEMENT GMBH

    CRD 310214 · SEC 802-120260

    BERLIN

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    47TH STREET PARTNERS MANAGEMENT LLC

    CRD 322318 · SEC 802-126364

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    49 FINANCIAL

    CRD 319484 · SEC 801-123687

    AUSTIN, TX

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    49 PALMS VENTURES

    CRD 339401 · SEC 802-135702

    PALO ALTO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as state-registered

    49TH PARALLEL WEALTH MANAGEMENT

    CRD 332829

    Principal state not provided in this source record

    State registration: AZ

    Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

  • Exempt Reporting Adviser

    4ALPHAS CAPITAL LLC

    CRD 281565 · SEC 802-106715

    EXTON, PA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4BIO PARTNERS LLP

    CRD 314372 · SEC 802-135071

    LONDON

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4D ADVISORS, LLC

    CRD 315045 · SEC 801-132245

    REDONDO BEACH, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4DX VENTURES

    CRD 308978 · SEC 802-118755

    BROOKLYN, NY

    Source release August 3, 2026 · retrieved August 18, 2026