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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
31,268
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

25,777 sourced firms · query 821 ms

  • Exempt Reporting Adviser

    468 MANAGEMENT GMBH

    CRD 310214 · SEC 802-120260

    BERLIN

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    47TH STREET PARTNERS MANAGEMENT LLC

    CRD 322318 · SEC 802-126364

    Principal state not provided in this source record

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    49 FINANCIAL

    CRD 319484 · SEC 801-123687

    AUSTIN, TX

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    49 PALMS VENTURES

    CRD 339401 · SEC 802-135702

    PALO ALTO, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4ALPHAS CAPITAL LLC

    CRD 281565 · SEC 802-106715

    EXTON, PA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4BIO PARTNERS LLP

    CRD 314372 · SEC 802-135071

    LONDON

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4D ADVISORS, LLC

    CRD 315045 · SEC 801-132245

    REDONDO BEACH, CA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4DX VENTURES

    CRD 308978 · SEC 802-118755

    BROOKLYN, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4FI MANAGEMENT GMBH

    CRD 325018 · SEC 802-127753

    FRANKFURT A.M.

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4J WEALTH MANAGEMENT, LLC

    CRD 297268 · SEC 801-113972

    MCLEAN, VA

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    4POINT9 CAPITAL ADVISORS LLP

    CRD 309107 · SEC 802-118977

    MUMBAI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4THOUGHT FINANCIAL GROUP INC.

    CRD 162997 · SEC 801-74692

    SYOSSET, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4WEALTH ADVISORS, INC.

    CRD 129727 · SEC 801-113392

    BURR RIDGE, IL

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    4X4 CAPITAL

    CRD 316647 · SEC 801-128439

    NEW YORK, NY

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    500 GLOBAL

    CRD 161526 · SEC 802-74642

    PLEASANT HILL, CA

    Source release August 3, 2026 · retrieved August 18, 2026