Exempt Reporting Adviser
36ONE INTERNATIONAL IC LIMITED
CRD 331333 · SEC 802-130312
ST PETER PORT, GUERNSEY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
31,268 sourced firms · query 4199 ms
Pending / 120-Day Approval
37SPRUCE INVESTMENT PARTNERS, LLC
CRD 340176 · SEC 801-135709
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
395 FINANCIAL PLANNING
CRD 335271
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
3A CAPITAL, LLC
CRD 343132 · SEC 801-136703
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3A PARTNERS, LLC
CRD 331371 · SEC 802-136291
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3B CAPITAL MANAGEMENT, LP
CRD 300098 · SEC 801-121909
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3CHOPT INVESTMENT PARTNERS LLC
CRD 319125 · SEC 801-123462
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
3D ADVISOR GROUP, INC.
CRD 342109 · SEC 801-136280
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
3D HOLISTIC WEALTH
CRD 331809
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
3D INVESTMENT PARTNERS PTE. LTD.
CRD 282411 · SEC 802-107363
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3EDGE ASSET MANAGEMENT, LP
CRD 282059 · SEC 801-106982
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3FOURTEEN & SMI ADVISORY SERVICES, LLC
CRD 331301 · SEC 801-130295
COLUMBUS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3G CAPITAL PARTNERS LP
CRD 156934 · SEC 801-74040
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3I CORPORATION
CRD 159892 · SEC 801-73360
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3I INVESTMENTS PLC
CRD 159880 · SEC 802-75107
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3I MANAGEMENT LLC
CRD 327514 · SEC 802-128693
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3I PARTNERS MANAGEMENT, LLC
CRD 335656 · SEC 802-136056
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3IQ DIGITAL ASSETS (US) INC.
CRD 339627 · SEC 802-135379
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3J CAPITAL
CRD 292257 · SEC 801-112499
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026