Reported as registered
34 FINANCIAL, LLC
CRD 329383 · SEC 801-135314
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
31,268 sourced firms · query 2365 ms
Pending / 120-Day Approval
345 INVESTMENT ADVISORY, LLC
CRD 342120 · SEC 801-136279
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
359 CAPITAL LLC
CRD 340334 · SEC 802-135375
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
36 NORTH CAPITAL MANAGEMENT, LLC
CRD 317557 · SEC 801-122931
BENTONVILLE, AR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
36 SOUTH CAPITAL ADVISORS LLP
CRD 166406 · SEC 801-77793
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
360 AVIATION ADVISORS, LLC
CRD 334641
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
360 BUSINESS MANAGEMENT
CRD 330116
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
360 FINANCIAL
CRD 168600 · SEC 801-78425
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
360 FINANCIAL PARTNERS, LLC
CRD 169280 · SEC 801-123075
MOUNT PLEASANT, SC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
360 ONE ALTERNATES ASSET MANAGEMENT LIMITED
CRD 333515 · SEC 802-131847
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
360 ONE ASSET MANAGEMENT LIMITED
CRD 300914 · SEC 801-115268
MUMBAI,MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
360 ONE CAPITAL PTE LTD
CRD 265789 · SEC 802-106895
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
360 ONE PORTFOLIO MANAGERS LIMITED
CRD 307146 · SEC 801-118325
MUMBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
360 WEALTH CREATION
CRD 339237
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
360DIVIDENDS
CRD 172101
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
361 FINANCIAL PLANNING, INC.
CRD 283581
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
364 INVESTING, LLC
CRD 326563
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
365 WEALTH MANAGEMENT GROUP
CRD 314674 · SEC 801-126521
MASON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3650 REIT INVESTMENT MANAGEMENT LLC
CRD 286013 · SEC 801-110624
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
369 FINANCIAL LLC
CRD 307530
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026