Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1637 ms

Exempt Reporting Adviser
272 CAPITAL LP
CRD 308148 · SEC 802-133862
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
2E CAPITAL PARTNERS LP
CRD 334821 · SEC 801-132380
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
2N CAPITAL GP LLC
CRD 333796 · SEC 802-131505
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
2XIDEAS
CRD 328190 · SEC 801-128870
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3 BOOMERANG CAPITAL, LP
CRD 326929 · SEC 801-130745
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3 FACTOR INDEXING, LLC
CRD 160356 · SEC 801-110926
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3 MANAGEMENT CO, LLC
CRD 324187 · SEC 802-136612
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
3 PEAKS FINANCIAL
CRD 296817
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
3.0 FUND MANAGEMENT
CRD 319763 · SEC 802-124974
CLAYMONT, DE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3(38) INVESTMENT FIDUCIARIES
CRD 298053 · SEC 801-114078
SIMI VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
30-40 WEALTH PARTNERS
CRD 311073
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
32 DEGREES CAPITAL ADVISORS, LTD
CRD 162483 · SEC 802-77279
CALGARY, ALBERTA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
323 WEALTH MANAGEMENT, LLC
CRD 307266
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
325 CAPITAL
CRD 310762 · SEC 801-119639
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
325 FILLMORE LLC
CRD 287625 · SEC 801-110052
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
327 CAPITAL PARTNERS, LLC
CRD 313414 · SEC 801-121658
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
33 CAPITAL MANAGEMENT LLC
CRD 326780 · SEC 801-128177
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
337 FRONTIER CAPITAL, LP
CRD 284266 · SEC 801-108220
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026