Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1439 ms

Reported as registered
8FIGURES
CRD 337941 · SEC 801-134529
DOVER, DE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
8TH STREET INVESTMENTS, LLC
CRD 148727 · SEC 801-121413
ALEXANDRIA, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
9 STREAM CAPITAL PARTNERS LLC
CRD 340394 · SEC 801-135468
LEAWOOD, KS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
917 ADVISORY SERVICES LLC
CRD 331476 · SEC 801-130529
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
922 VENTURES
CRD 331734 · SEC 802-132418
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
93 FINANCIAL GROUP, LLC
CRD 144235 · SEC 801-78076
WOBURN, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
9823 CAPITAL, LP
CRD 324329 · SEC 801-127155
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
994 GROUP
CRD 289923 · SEC 801-128543
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
9I CAPITAL GROUP LLC
CRD 323057
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
9M INVESTMENTS, LLC
CRD 289320
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
9YARDS CAPITAL MANAGEMENT LP
CRD 299727 · SEC 801-123773
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A & I WEALTH MANAGEMENT
CRD 148357 · SEC 801-69819
LONE TREE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A & L PERSONAL BUSINESS MANAGEMENT, LLC
CRD 334626
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
A BETTER WAY FINANCIAL, LLC
CRD 304914 · SEC 801-136115
ALLENTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A FIN MANAGEMENT LLC
CRD 315482 · SEC 801-122021
SUNNY ISLES BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A J FELDMAN FINANCIAL, LLC
CRD 154773 · SEC 801-131716
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A SLING & A STONE, INCORPORATED
CRD 134943 · SEC 801-132007
BURNET, TX
State registration: TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A SMALL INVESTMENT
CRD 332816
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
A SMARTER WAY TO INVEST
CRD 166170 · SEC 801-110895
BRIGHTON, MI
Source release August 3, 2026 · retrieved August 18, 2026