Exempt Reporting Adviser
ABAKKUS ASSET MANAGER PRIVATE LIMITED
CRD 304571 · SEC 802-116967
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 344 ms
Exempt Reporting Adviser
ABAX GLOBAL CAPITAL
CRD 161029 · SEC 802-75930
KOWLOON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABBAEI MANAGER LLC
CRD 329838 · SEC 802-132190
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBEY CAPITAL LIMITED
CRD 153498 · SEC 801-71322
DUBLIN 2
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBEY STREET
CRD 305107 · SEC 801-117454
EDEN PRAIRIE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBINGTON INVESTMENT GROUP, LLC
CRD 174407 · SEC 801-129540
SOUTH PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBIT MANAGEMENT CORP
CRD 110507 · SEC 801-15995
GRAND HAVEN, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBONDANDOLO WEALTH MANAGEMENT CORP
CRD 168081 · SEC 801-79209
GLEN COVE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBOT FINANCIAL MANAGEMENT, INC
CRD 111040 · SEC 801-19944
ANDOVER, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBOTT CAPITAL MANAGEMENT LLC
CRD 106332 · SEC 801-27914
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABC ARBITRAGE ASSET MANAGEMENT S.A.
CRD 161564 · SEC 802-74746
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABDIEL CAPITAL ADVISORS, LP
CRD 161410 · SEC 801-100459
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABEL FINANCIAL MANAGEMENT CO.
CRD 121558 · SEC 801-132094
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABEL HALL, LLC
CRD 302076 · SEC 801-116674
BATON ROUGE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABÉNEX CAPITAL
CRD 321143 · SEC 802-126323
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABENS FINANCIAL SERVICES INC
CRD 106604 · SEC 801-135938
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABERDARE MANAGEMENT COMPANY, LLC
CRD 163520 · SEC 802-76128
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABERDEEN WEALTH MANAGEMENT LLC
CRD 108525 · SEC 801-57736
LAKE BLUFF, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABERFORTH
CRD 331982 · SEC 802-130919
EDINBURGH, MIDLOTHIAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABERNATHY GROUP II LLC
CRD 152401 · SEC 801-71255
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026