Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 326 ms

Reported as registered
ABF INVESTMENT MANAGEMENT, LLC
CRD 333541 · SEC 801-131423
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABG CONSULTANTS
CRD 131129 · SEC 801-69619
COTTONWOOD HEIGHTS, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABICH FINANCIAL WEALTH MANAGEMENT, LLC
CRD 310633 · SEC 801-128570
ASHBURN, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABINGER PARTNERS LLC
CRD 341372 · SEC 802-135900
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABLE FINANCIAL GROUP, LLC
CRD 323646 · SEC 801-127165
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABLE RESEARCH TECHNOLOGY LTD
CRD 337608 · SEC 802-133950
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABLE WEALTH MANAGEMENT LLC
CRD 298085 · SEC 801-128199
TOMS RIVER, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABLES, IANNONE, MOORE & ASSOCIATES, INC.
CRD 126942 · SEC 801-108916
SAVANNAH, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABNER HERRMAN & BROCK, LLC
CRD 8517 · SEC 801-17402
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABOUND FINANCIAL
CRD 327724 · SEC 801-128697
GRANITE BAY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABOUND WEALTH MANAGEMENT, LLC
CRD 285903 · SEC 801-108697
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABR CAPITAL PARTNERS, LLC
CRD 152121 · SEC 801-71583
BALTIMORE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABR DYNAMIC FUNDS, LLC
CRD 171847 · SEC 801-80044
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRA CAPITAL MANAGEMENT, LP
CRD 323353 · SEC 801-129529
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRAHAM & CO., INC.
CRD 299085 · SEC 801-135095
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRAHAM TRADING COMPANY
CRD 315318 · SEC 801-122144
CANADIAN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRAMS BISON INVESTMENTS, L.L.C.
CRD 137183 · SEC 801-65657
BETHESDA, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRAMS CAPITAL MANAGEMENT, L.P.
CRD 155729 · SEC 801-73167
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABRDN ASIA LIMITED
CRD 124509 · SEC 801-62020
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABRDN CANADA LIMITED
CRD 339308 · SEC 802-134801
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026