Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1278 ms

Reported as state-registered
A YEO CAPITAL MANAGEMENT LLC
CRD 340208
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
A-GRADE MANAGEMENT LLC
CRD 168124 · SEC 802-78297
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A-STAR PARTNERS, LLC
CRD 316533 · SEC 802-122565
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A-STREET MANAGEMENT LP
CRD 336707 · SEC 801-134786
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A-TEAM ADVISORS
CRD 310941
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
A-TEAM FINANCIAL INVESTMENTS
CRD 298219
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
A-V CAPITAL MANAGEMENT, LLC
CRD 142599
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
A. J. PERRY & CO.
CRD 107041 · SEC 801-134868
TOWSON, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A. N. CULBERTSON & COMPANY, INC.
CRD 108341 · SEC 801-43581
CHARLOTTESVILLE, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A. TO Z. FINANCIAL CONSULTING AND WEALTH MANAGEMENT
CRD 172485
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
A. WALKER & CO, LLC
CRD 327323 · SEC 802-129160
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A.CAPITAL VENTURES
CRD 171174 · SEC 802-120740
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A.E.I. FINANCIAL GROUP
CRD 307099
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
A.G. CAMPBELL ADVISORY, LLC
CRD 162150 · SEC 801-80616
BALTIMORE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G. MORGAN FINANCIAL ADVISORS, LLC
CRD 173292 · SEC 801-80731
MASSAPEQUA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G.P / ALLIANCE GLOBAL PARTNERS
CRD 8361 · SEC 801-70276
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G.P. ASSET MANAGEMENT LLC
CRD 339720 · SEC 801-135618
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A.GAIN CAPITAL
CRD 338955 · SEC 802-137117
COPENHAGEN
Source release August 3, 2026 · retrieved August 18, 2026