Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 2378 ms

Exempt Reporting Adviser
A.L. STUART INVESTMENTS, LLC
CRD 158974 · SEC 802-114613
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A.P. MOLLER CAPITAL P/S
CRD 335181 · SEC 802-132248
HELLERUP
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.R.T. ADVISORS, LLC
CRD 161643 · SEC 801-73872
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A.T. LLOYD'S, INC
CRD 148225
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
A.W. JONES
CRD 161260 · SEC 801-73790
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A&M ADVISORY LLC
CRD 317768
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
A&M CAPITAL
CRD 163576 · SEC 801-77694
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A&M PRIVATE WEALTH PARTNERS, LLC
CRD 331478 · SEC 801-130473
WEST PALM BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A1 MANAGEMENT CO. LLC
CRD 326677 · SEC 802-128080
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A100X VENTURES
CRD 334339 · SEC 802-132693
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A16Z PERENNIAL MANAGEMENT, L.P.
CRD 324429 · SEC 801-127229
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A3 CAPITAL ADVISORS
CRD 338956 · SEC 801-134726
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A3/C PARTNERS LLP
CRD 338882 · SEC 802-134699
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A4 WEALTH ADVISORS LLC
CRD 152397 · SEC 801-125825
HUNTERSVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
A5 FINANCIAL LLC
CRD 334313
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
A7 MANAGEMENT
CRD 332576
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AA FINANCIAL SERVICES
CRD 157667
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AA WEALTH STRATEGIES LLC
CRD 319496
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AABARIS FUND MANAGEMENT LLC
CRD 282442 · SEC 802-127001
GRAND BAY
Source release August 3, 2026 · retrieved August 18, 2026