Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

98 sourced firms · query 44 ms

Reported as registered
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC
CRD 337758 · SEC 801-134168
TUSCALOOSA, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPSOUTH WEALTH MANAGEMENT
CRD 132517 · SEC 801-63509
DOTHAN, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLOUD INVESTMENTS, LLC
CRD 281915 · SEC 801-112434
HUNTSVILLE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLARION
CRD 284588 · SEC 801-129369
MOUNTAIN BROOK, AL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COLLECTIVE CAPITAL VENTURES
CRD 165531 · SEC 802-134485
AUBURN, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COOK & BYNUM CAPITAL MANAGEMENT, LLC
CRD 149454 · SEC 801-69930
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EASTSIDE MANAGEMENT COMPANY, LLC
CRD 281746 · SEC 802-106769
HUNTSVILLE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
ELLIS WEALTH ADVISORS, LLC
CRD 342527 · SEC 801-136593
MADISON, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EVERSOURCE WEALTH ADVISORS, LLC
CRD 286340 · SEC 801-119192
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FAIRVOY PRIVATE WEALTH, LLC
CRD 329636 · SEC 801-129698
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FEATHERINGILL CAPITAL, LLC
CRD 299523 · SEC 801-114415
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIDELIS CAPITAL, LLC
CRD 141341 · SEC 801-67192
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
FIRST AVENUE VENTURES GP, LLC
CRD 334530 · SEC 802-131919
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORAGER CAPITAL MANAGEMENT, LLC
CRD 158835 · SEC 801-120794
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC
CRD 168390 · SEC 801-125768
MOBILE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GREYBOX INVESTMENTS
CRD 174077 · SEC 801-118659
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
H/N MANAGEMENT
CRD 148181 · SEC 802-77048
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARBERT FUND ADVISORS, LLC
CRD 110577 · SEC 801-55926
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.
CRD 106454 · SEC 801-23973
FAIRHOPE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGHLAND ASSOCIATES INC
CRD 104948 · SEC 801-30248
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026