Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

95 sourced firms · query 54 ms

Reported as registered
BRIDGEWAY WEALTH MANAGEMENT, LLC
CRD 326547 · SEC 801-128190
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BSC CAPITAL PARTNERS, LLC
CRD 284338 · SEC 801-136076
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BTC CAPITAL MANAGEMENT
CRD 127158 · SEC 801-62140
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD 134139 · SEC 801-63930
FAIRFIELD, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CEDAR POINT CAPITAL PARTNERS, LLC
CRD 317532 · SEC 801-123161
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CEDAR VALLEY WEALTH ADVISORS
CRD 115511 · SEC 801-113740
CEDAR FALLS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLARITY ASSET MANAGEMENT, INC.
CRD 115699 · SEC 801-78348
AMES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS FINANCIAL SERVICES
CRD 109441 · SEC 801-118466
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DES MOINES INVESTMENTS, LLC
CRD 146322 · SEC 801-122812
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DMKC ADVISORY SERVICES, LLC
CRD 145112 · SEC 801-68395
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DYNAMIC FINANCIAL GROUP
CRD 288763 · SEC 801-111021
CEDAR FALLS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FBL WEALTH MANAGEMENT, LLC
CRD 291396 · SEC 801-113458
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
CRD 307987 · SEC 801-119235
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FORREST FINANCIAL SERVICES
CRD 117546 · SEC 801-133938
WINDSOR HEIGHTS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOSTER GROUP, INC.
CRD 107148 · SEC 801-38507
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FRIDAY FINANCIAL
CRD 329748 · SEC 801-129486
DUBUQUE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FSB PREMIER WEALTH MANAGEMENT, INC.
CRD 15898 · SEC 801-111084
WATERLOO, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GILBERT & COOK, INC.
CRD 283112 · SEC 801-107546
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
INDEPENDENT WEALTH NETWORK, INC.
CRD 286262 · SEC 801-110559
URBANDALE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
INTEGRITY ALLIANCE, LLC
CRD 139627 · SEC 801-69742
URBANDALE, IA
Source release August 3, 2026 · retrieved August 18, 2026