Reported as registered
ADVISORY RESEARCH INC
CRD 108254 · SEC 801-14172
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
793 sourced firms · query 88 ms
Reported as registered
ADVYZON INVESTMENT MANAGEMENT, LLC
CRD 318816 · SEC 801-123361
LISLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AFO LIMITED
CRD 310558 · SEC 802-119508
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AGR PARTNERS LLC
CRD 283081 · SEC 801-107370
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AIR ASSET MANAGEMENT
CRD 288165 · SEC 801-110958
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKL CAPITAL, LLC
CRD 322090 · SEC 802-126413
WOODRIDGE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALERA INVESTMENT ADVISORS, LLC
CRD 287906 · SEC 801-111892
DEERFIELD, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALERCE INVESTMENT MANAGEMENT, L.P.
CRD 285746 · SEC 801-108686
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALETO
CRD 342410 · SEC 802-136723
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEY COMPANY
CRD 317544 · SEC 801-122856
LAKE FOREST, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIED ASSET ADVISORS INC
CRD 112441 · SEC 801-57323
HOMETOWN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLSTATE INVESTMENT MANAGEMENT COMPANY
CRD 107775 · SEC 801-30535
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALO FINANCIAL PLANNING
CRD 297002 · SEC 801-136485
MOUNT PROSPECT, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTAIR ADVISERS, LLC
CRD 120642 · SEC 801-61138
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTMAN ADVISORS
CRD 281778 · SEC 801-108135
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALYESKA INVESTMENT GROUP, L.P.
CRD 155058 · SEC 801-71962
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC
CRD 147376 · SEC 801-132912
CRYSTAL LAKE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMPLIFY ETFS
CRD 173781 · SEC 801-80692
LISLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANAGRAM CAPITAL
CRD 335987 · SEC 802-134715
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANSID CAPITAL
CRD 325192 · SEC 802-127961
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026