Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

33 sourced firms · query 59 ms

Reported as registered
MAIDEN COVE CAPITAL
CRD 312478 · SEC 801-130421
YARMOUTH, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAINE ADVISORY ASSOCIATES
CRD 311679 · SEC 801-136260
FALMOUTH, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MEANS WEALTH MANAGEMENT
CRD 2748 · SEC 801-80992
BANGOR, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLD PORT ADVISORS
CRD 108228 · SEC 801-60130
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLDFIELD WEALTH PARTNERS
CRD 332765 · SEC 801-131174
BANGOR, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OUTFITTER FINANCIAL
CRD 291413 · SEC 801-112316
BRUNSWICK, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PENOBSCOT FINANCIAL ADVISORS
CRD 286211 · SEC 801-108988
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORTLAND GLOBAL ADVISORS LLC
CRD 109127 · SEC 801-54256
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
R M DAVIS INC
CRD 105448 · SEC 801-13878
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RICHARD BROTHERS, FINANCIAL ADVISORS
CRD 113826 · SEC 801-122718
SOUTH PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RM FINANCIAL SERVICES, LLC
CRD 304297 · SEC 801-120468
FALMOUTH, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBINSON SMITH WEALTH ADVISORS, LLC
CRD 123098 · SEC 801-63290
SOUTH PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WRIGHT COVE CAPITAL
CRD 307252 · SEC 801-132151
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026