Reported as registered
ASA MANAGED ACCOUNT MANAGERS LLC
CRD 162855 · SEC 801-76871
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
293 sourced firms · query 58 ms
Pending / 120-Day Approval
ASCENT ADVISORS
CRD 335353 · SEC 801-134543
MANKATO, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALLAST ADVISORS, LLC
CRD 285991 · SEC 801-108984
WOODBURY, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANNERSTONE CAPITAL
CRD 147447 · SEC 801-132043
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BCCM ADVISORS, LLC
CRD 291942 · SEC 802-112709
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEARING POINT CAPITAL
CRD 332023 · SEC 801-130682
RICHFIELD, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BERGER FINANCIAL GROUP
CRD 308174 · SEC 801-118923
PLYMOUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BGM WEALTH MANAGEMENT
CRD 110483 · SEC 801-53285
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BIRCHWOOD FINANCIAL PARTNERS, INC.
CRD 169962 · SEC 801-79443
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLACK LAKE INVESTMENTS LLC
CRD 334605 · SEC 801-132126
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
BLOCKBRIDGE INVESTMENTS LLC
CRD 341419 · SEC 801-136601
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUESTEM WEALTH PARTNERS, LLC
CRD 324489 · SEC 801-127198
MINNETONKA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BOND & DEVICK WEALTH PARTNERS
CRD 283682 · SEC 801-107852
SAINT LOUIS PARK, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BOULAY WEALTH
CRD 111334 · SEC 801-60141
EDEN PRAIRIE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BOULEVARD
CRD 164423 · SEC 801-134380
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BOYUM WEALTH ARCHITECTS LLC
CRD 161261 · SEC 801-112783
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BPS CAPITAL MANAGEMENT, INC.
CRD 120006 · SEC 801-61019
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BRASS RING CAPITAL, INC.
CRD 161781 · SEC 802-74602
MINNETONKA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRIGHT ANGEL ADVISORS LLC
CRD 311704 · SEC 801-120036
ST. PAUL, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAHILL FINANCIAL ADVISORS, INC.
CRD 109890 · SEC 801-18388
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026