Reported as registered
AMPHORA WEALTH MANAGEMENT, LLC
CRD 157968 · SEC 801-125693
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
325 sourced firms · query 59 ms
Exempt Reporting Adviser
ANCHOR CAPITAL MANAGEMENT COMPANY, LLC
CRD 288368 · SEC 802-120596
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARBOR INVESTMENT ADVISORS
CRD 111077 · SEC 801-58281
WINSTON SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARK ROYAL WEALTH MANAGEMENT LLC
CRD 175151 · SEC 801-133920
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMOR INVESTMENT ADVISORS, LLC
CRD 134200 · SEC 801-63981
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASANA PARTNERS, LP
CRD 284477 · SEC 801-108166
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENDOR WEALTH, LLC
CRD 148969 · SEC 801-133828
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE PRIVATE CAPITAL
CRD 154116 · SEC 801-113754
CORNELIUS, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLANTIC PRIVATE WEALTH, LLC
CRD 311517 · SEC 801-120757
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUCTUS ADVISORS LLC
CRD 289489 · SEC 801-111919
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARINGS LLC
CRD 106006 · SEC 801-241
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BD INVESTMENT PARTNERS, LLC
CRD 309347 · SEC 801-133941
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEACON CAPITAL ADVISORY GROUP
CRD 333090 · SEC 801-131303
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEACON FINANCIAL STRATEGIES CORP.
CRD 132987 · SEC 801-110734
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEACON WEALTHCARE LLC
CRD 312556 · SEC 801-120334
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BELL PARTNERS
CRD 329611 · SEC 801-129580
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BILTMORE FAMILY OFFICE, LLC
CRD 167174 · SEC 801-78011
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BLACK OWL CAPITAL
CRD 330161 · SEC 802-134806
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUE FINANCIAL
CRD 330324 · SEC 801-132547
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUE WATER CAPITAL MANAGEMENT, LLC
CRD 127193 · SEC 801-130294
APEX, NC
Source release August 3, 2026 · retrieved August 18, 2026