Exempt Reporting Adviser
TIERRA ADENTRO GROWTH CAPITAL
CRD 340540 · SEC 802-135786
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
27 sourced firms · query 135 ms
Reported as registered
TITAN FUND MANAGEMENT, LLC
CRD 290562 · SEC 801-112121
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TK MANAGEMENT, LLC
CRD 339827 · SEC 802-136153
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ULRICH INVESTMENT CONSULTANTS
CRD 159499 · SEC 801-72880
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WATERROCK WEALTH MANAGEMENT
CRD 296462 · SEC 801-128547
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTWIND CAPITAL
CRD 106802 · SEC 801-43661
LAS CRUCES, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ZANETTI FINANCIAL, LLC
CRD 282089 · SEC 801-122424
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026