Reported as registered
FORBES FINANCIAL PLANNING, INC.
CRD 143912 · SEC 801-117958
EAST GREENWICH, RI
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
51 sourced firms · query 77 ms
Reported as registered
GLOBAL STRATEGIC RISK MANAGEMENT, LLC
CRD 327157 · SEC 801-131459
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HALL CAPITAL MANAGEMENT COMPANY, INC.
CRD 108141 · SEC 801-54286
BARRINGTON, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAVE RIA, INC.
CRD 327137 · SEC 801-128320
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINCOLN CAPITAL CORPORATION
CRD 109922 · SEC 801-38517
EAST GREENWICH, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MARSTONE LLC
CRD 164810 · SEC 801-78264
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MCGUIRE WEALTH MANAGEMENT
CRD 296271 · SEC 801-113698
WAKEFIELD, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MYSTIC ASSET MANAGEMENT
CRD 170361 · SEC 801-79418
WARWICK, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NAUTIC PARTNERS, LLC
CRD 159822 · SEC 801-73944
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NCU INVESTMENT SOLUTIONS
CRD 134804 · SEC 801-136827
SMITHFILED, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWMAN DIGNAN & SHEERAR, INC
CRD 107565 · SEC 801-41412
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARSONS CAPITAL MANAGEMENT INC
CRD 106295 · SEC 801-45209
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLUM POINTE WEALTH MANAGEMENT
CRD 332618 · SEC 801-131283
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
POINT JUDITH MANAGEMENT COMPANY, LLC
CRD 162889 · SEC 802-75141
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROFESSIONAL PLANNING GROUP
CRD 108868 · SEC 801-15330
WESTERLY, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROVIDENCE EQUITY PARTNERS L.L.C.
CRD 155678 · SEC 801-71994
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC
CRD 109013 · SEC 801-56822
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNET INVESTMENT ADVISORY GROUP, INC.
CRD 123910 · SEC 801-61636
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SK WEALTH MANAGEMENT, LLC
CRD 109114 · SEC 801-56304
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SLOCUM, GORDON & CO. LLP
CRD 104929 · SEC 801-14301
NEWPORT, RI
Source release August 3, 2026 · retrieved August 18, 2026