Reported as registered
ASHDON INVESTMENT MANAGEMENT, LLC
CRD 130180 · SEC 801-68173
TULLAHOMA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
264 sourced firms · query 59 ms
Reported as registered
B. RILEY WEALTH ADVISORS, INC.
CRD 115927 · SEC 801-64837
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
B. RILEY WEALTH PRIVATE SHARES
CRD 315851 · SEC 801-122228
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BAILEY MANAGEMENT SERVICES, LLC
CRD 323868 · SEC 802-129624
BRENTWOOD, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARKSDALE INVESTMENT MANAGEMENT
CRD 105098 · SEC 801-23126
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARNETT & CO INC
CRD 105867 · SEC 801-20295
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BATTELL HOLDINGS MANAGEMENT, LLC
CRD 334688 · SEC 802-136036
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BCS WEALTH MANAGEMENT, LLC
CRD 115489 · SEC 801-60905
JOHNSON CITY, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEACON CAPITAL MANAGEMENT, LLC
CRD 156228 · SEC 801-106678
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BELLWETHER INVESTMENT GROUP, LLC
CRD 148114 · SEC 801-69529
HIXSON, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLONG FINANCIAL
CRD 164746 · SEC 801-123363
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BLUE OCEAN CAPITAL, LLC
CRD 307453 · SEC 802-132300
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUE RIDGE WEALTH PLANNERS
CRD 285347 · SEC 801-123504
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRANDON FINANCIAL PLANNING, INC.
CRD 110267 · SEC 801-17960
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BROAD HORIZON CAPITAL, LLC
CRD 341868 · SEC 802-136240
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROGAN FINANCIAL
CRD 133623 · SEC 801-69181
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROOKS, MOORE & ASSOCIATES, INC.
CRD 105716 · SEC 801-26708
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BULLVC FUND MANAGEMENT LLC
CRD 311600 · SEC 802-120204
BRENTWOOD, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALDWELL ADVISORS, LLC
CRD 144408 · SEC 801-106730
BRENTWOOD, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALLAWAY CAPITAL MANAGEMENT, LLC
CRD 285709 · SEC 801-123652
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026