Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

37 sourced firms · query 44 ms

Reported as registered
MANCHESTER CAPITAL MANAGEMENT LLC
CRD 110003 · SEC 801-43586
MANCHESTER, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAPLE CAPITAL MANAGEMENT, INC.
CRD 130209 · SEC 801-62783
MONTPELIER, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MARBLE TRAIL ADVISORS
CRD 154744 · SEC 801-115308
MIDDLEBURY, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NLG CAPITAL LLC
CRD 109396 · SEC 801-57721
MONTPELIER, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE DAY IN JULY LLC
CRD 284335 · SEC 801-113839
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OTTO & ASSOCIATES, INC.
CRD 109493 · SEC 801-58024
NORWICH, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PATHWAY FINANCIAL ADVISORS, LLC
CRD 124801 · SEC 801-64598
SOUTH BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POULOS ADVISORS, INC.
CRD 141905 · SEC 801-133746
SOUTH BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRENTISS SMITH & COMPANY, INC.
CRD 110928 · SEC 801-17579
BRATTLEBORO, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTUM LEAP CAPITAL, LLC
CRD 165310 · SEC 801-130581
SOUTH BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCK POINT ADVISORS, LLC
CRD 130825 · SEC 801-62923
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SILVERLAKE WEALTH MANAGEMENT LLC
CRD 165525 · SEC 801-97340
WILLISTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STAGE 2 PLANNING PARTNERS LLC
CRD 323281 · SEC 801-135707
S BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEUCRIUM INVESTMENT ADVISORS, LLC
CRD 318799 · SEC 801-123441
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRES PALMAS VENTURES
CRD 323597 · SEC 802-132466
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTVIEW INVESTMENT ADVISORS
CRD 305655 · SEC 801-117557
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLIAMS FINANCIAL, LLC
CRD 137038 · SEC 801-118678
NORTH BENNINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026