Reported as state-registered
ABA CAPITAL LLC
CRD 301570
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
31,268 sourced firms · query 1204 ms
Exempt Reporting Adviser
ABAC CAPITAL
CRD 284831 · SEC 802-108303
BARCELONA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABAC CAPITAL MANAGER, SGEIC, S.A.U.
CRD 307902 · SEC 802-122768
BARCELONA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABAC SOLUTIONS MANAGER
CRD 284881 · SEC 802-108313
L-2453 LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABACUS ASSET MANAGEMENT, LLC
CRD 324280 · SEC 801-129381
ORLANDO, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABACUS CAPITAL ADVISORS
CRD 309295 · SEC 801-132208
PLANTATION, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABACUS CAPITAL GROUP LLC
CRD 157243 · SEC 801-73161
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABACUS EQUITY PARTNERS
CRD 335713 · SEC 802-132540
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABACUS FCF ADVISORS LLC
CRD 135152 · SEC 801-72450
ORLANDO, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABACUS FINANCIAL PLANNING
CRD 314646
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABACUS INVESTMENTS LLC
CRD 327805 · SEC 801-128617
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABACUS PLANNING GROUP, INC.
CRD 107994 · SEC 801-55414
COLUMBIA, SC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABACUS WEALTH INTERNATIONAL (AWI)
CRD 308998
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABACUS WEALTH PARTNERS
CRD 128590 · SEC 801-62557
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABAKKUS ASSET MANAGER PRIVATE LIMITED
CRD 304571 · SEC 802-116967
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABAX GLOBAL CAPITAL
CRD 161029 · SEC 802-75930
KOWLOON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABBAEI MANAGER LLC
CRD 329838 · SEC 802-132190
NAPLES, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBEY CAPITAL LIMITED
CRD 153498 · SEC 801-71322
DUBLIN 2
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABBEY HILL FINANCIAL ADVISORS, LLC
CRD 126813
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026