Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1343 ms

Reported as registered
ABBEY STREET
CRD 305107 · SEC 801-117454
EDEN PRAIRIE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBINGTON INVESTMENT GROUP, LLC
CRD 174407 · SEC 801-129540
SOUTH PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABBINGTON WELLS LLC.
CRD 157464
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABBIT MANAGEMENT CORP
CRD 110507 · SEC 801-15995
GRAND HAVEN, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBONDANDOLO WEALTH MANAGEMENT CORP
CRD 168081 · SEC 801-79209
GLEN COVE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBOT FINANCIAL MANAGEMENT, INC
CRD 111040 · SEC 801-19944
ANDOVER, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABBOTT CAPITAL MANAGEMENT CORP.
CRD 134334
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABBOTT CAPITAL MANAGEMENT LLC
CRD 106332 · SEC 801-27914
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABC ARBITRAGE ASSET MANAGEMENT S.A.
CRD 161564 · SEC 802-74746
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABDIEL CAPITAL ADVISORS, LP
CRD 161410 · SEC 801-100459
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABEL FINANCIAL MANAGEMENT CO.
CRD 121558 · SEC 801-132094
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABEL HALL, LLC
CRD 302076 · SEC 801-116674
BATON ROUGE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABENDSTERN WEALTH MANAGEMENT, INC.
CRD 172715
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABÉNEX CAPITAL
CRD 321143 · SEC 802-126323
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABENS FINANCIAL SERVICES INC
CRD 106604 · SEC 801-135938
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABERCROMBIE INVESTMENTS
CRD 321611
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABERDARE MANAGEMENT COMPANY, LLC
CRD 163520 · SEC 802-76128
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABERDEEN WEALTH MANAGEMENT LLC
CRD 108525 · SEC 801-57736
LAKE BLUFF, IL
Source release August 3, 2026 · retrieved August 18, 2026