Exempt Reporting Adviser
ABERFORTH
CRD 331982 · SEC 802-130919
EDINBURGH, MIDLOTHIAN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
31,268 sourced firms · query 1256 ms
Reported as state-registered
ABERLE INVESTMENT MANAGEMENT LLC
CRD 286421
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABERNATHY GROUP II LLC
CRD 152401 · SEC 801-71255
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABF INVESTMENT MANAGEMENT, LLC
CRD 333541 · SEC 801-131423
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABG CONSULTANTS
CRD 131129 · SEC 801-69619
COTTONWOOD HEIGHTS, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABICH FINANCIAL WEALTH MANAGEMENT, LLC
CRD 310633 · SEC 801-128570
ASHBURN, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABILITY FIRST
CRD 300076
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ABINGER PARTNERS LLC
CRD 341372 · SEC 802-135900
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABK MANAGEMENT LLC
CRD 270019
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABLE FINANCIAL GROUP, LLC
CRD 323646 · SEC 801-127165
SCOTTSDALE, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABLE RESEARCH TECHNOLOGY LTD
CRD 337608 · SEC 802-133950
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABLE WEALTH MANAGEMENT LLC
CRD 298085 · SEC 801-128199
TOMS RIVER, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABLES, IANNONE, MOORE & ASSOCIATES, INC.
CRD 126942 · SEC 801-108916
SAVANNAH, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABNER HERRMAN & BROCK, LLC
CRD 8517 · SEC 801-17402
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABOUND FINANCIAL
CRD 327724 · SEC 801-128697
GRANITE BAY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABOUND WEALTH MANAGEMENT, LLC
CRD 285903 · SEC 801-108697
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABOUT TIME FINANCIAL PLANNING
CRD 327989
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABR CAPITAL PARTNERS, LLC
CRD 152121 · SEC 801-71583
BALTIMORE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABR DYNAMIC FUNDS, LLC
CRD 171847 · SEC 801-80044
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026