Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 322 ms

Exempt Reporting Adviser
ACERO CAPITAL
CRD 162093 · SEC 802-75012
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACERO CAPITAL GROWTH MANAGEMENT LLC
CRD 310257 · SEC 802-119379
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACHIEVE CAPITAL
CRD 339075 · SEC 802-137102
TULSA, OK
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACHIEVE PARTNERS MANAGEMENT, LLC
CRD 299883 · SEC 801-114619
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACIES INVESTMENTS MANAGEMENT, LLC
CRD 330157 · SEC 802-130010
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACIMA PRIVATE WEALTH LLC
CRD 281496 · SEC 801-110385
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACION PARTNERS LIMITED
CRD 174299 · SEC 802-118388
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACK ASSET MANAGEMENT LLC
CRD 155136 · SEC 801-71844
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACKER FINLEY ASSET MANAGEMENT USA INC.
CRD 110888 · SEC 801-56769
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACKERMAN ASSET MANAGEMENT, LLC
CRD 137958 · SEC 801-114891
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACKERMAN CAPITAL MANAGEMENT
CRD 123824 · SEC 801-61595
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACM
CRD 285739 · SEC 801-111736
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACM MANAGEMENT COMPANY, LLC
CRD 283037 · SEC 801-107667
PORTLAND, OR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACME
CRD 168736 · SEC 801-110041
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACME CREDIT PARTNERS
CRD 328087 · SEC 801-129664
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACME JACK WEALTH MANAGEMENT
CRD 330120 · SEC 801-129888
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACON EQUITY MANAGEMENT L.L.C.
CRD 159517 · SEC 801-74406
WASHINGTON, DC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACON INVESTMENTS MANAGEMENT, LLC
CRD 162033 · SEC 801-74421
WASHINGTON, DC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACON LATAM MANAGEMENT, L.L.C.
CRD 161535 · SEC 801-74408
WASHINGTON, DC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACORE CAPITAL, LP
CRD 175054 · SEC 801-95178
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026