Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1200 ms

Reported as registered
ABS LEGACY PARTNERS, LLC
CRD 325604 · SEC 801-127615
HICKORY, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABSHER WEALTH MANAGEMENT, LLC
CRD 304642 · SEC 801-117177
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABSOLUTARIS BASE LIMITED
CRD 339137 · SEC 802-134713
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABSOLUTE ALPHA CORP
CRD 173714
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABSOLUTE CAPITAL MANAGEMENT, LLC
CRD 121484 · SEC 801-61336
PITTSBURGH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABSOLUTE INVESTMENT ADVISERS, LLC
CRD 132436 · SEC 801-63488
ROSEMARY BEACH, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABSOLUTE STRATEGIES LLC
CRD 327268 · SEC 802-135980
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABSOLUTE STRATEGY RESEARCH SERVICES
CRD 164668 · SEC 801-77227
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABSTRACTION CAPITAL MANAGEMENT LLC
CRD 315576 · SEC 802-131122
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABUNDA FINANCIAL, LLC
CRD 120177
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDANCE ADVISERS
CRD 310887
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDANCE FINANCIAL COACHING, LLC
CRD 175055
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDANCE PATHWAYS
CRD 339037
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABUNDANCE WEALTH COUNSELORS, LLC
CRD 111740 · SEC 801-60373
STATE COLLEGE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABUNDANT WEALTH MANAGEMENT LLC
CRD 331285 · SEC 801-133707
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABUNDANT WEALTH PARTNERS, LLC
CRD 317221 · SEC 801-134612
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ABUNDANT WEALTH STRATEGIES
CRD 292295
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ABUNDIT WEALTH
CRD 329268
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ABUNDO WEALTH
CRD 304612 · SEC 801-122364
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABVEN SERVICES, INC.
CRD 174972 · SEC 802-81191
DUBLIN
Source release August 3, 2026 · retrieved August 18, 2026