Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 1458 ms

Reported as state-registered
ABW, LLC
CRD 309104
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AC FUNDS, LLC
CRD 311748 · SEC 801-119975
RIDGEWOOD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AC INVESTMENT MANAGEMENT LLC
CRD 140443 · SEC 801-66922
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AC WEALTH PARTNERS
CRD 326708 · SEC 801-128024
BERWYN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AC3 CAPITAL
CRD 157547
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ACA MANAGER (MAURITIUS) LIMITED
CRD 282722 · SEC 802-108134
CYBERCITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACA/PRUDENT INVESTORS PLANNING CORPORATION
CRD 47798 · SEC 801-56596
GREEN BROOK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACACIA ASSET MANAGEMENT LLC
CRD 287857 · SEC 801-111080
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACACIA PARTNERS, LLC
CRD 281887 · SEC 801-128437
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADEMY ASSET MANAGEMENT
CRD 319774 · SEC 801-125719
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADEMY CAPITAL MANAGEMENT
CRD 105008 · SEC 801-27836
WACO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADIA INFRASTRUCTURE CAPITAL LP
CRD 326032 · SEC 801-130205
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADIA LEGACY GROUP
CRD 291481 · SEC 801-123713
CLIVE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADIAN ASSET MANAGEMENT
CRD 322795 · SEC 801-126450
SYDNEY , NSW
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADIAN ASSET MANAGEMENT
CRD 323400 · SEC 801-127794
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADIAN ASSET MANAGEMENT
CRD 106609 · SEC 801-28078
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACADIAN VENTURES MANAGEMENT, LLC
CRD 329726 · SEC 802-136503
MADISON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACANSA INVESTMENT MANAGEMENT GROUP, LLC
CRD 313457 · SEC 801-121275
TYSONS CORNER, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACAP ASSET MANAGEMENT, INC.
CRD 149452 · SEC 801-118117
STUDIO CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026