Reported as registered
ALKEON CAPITAL MANAGEMENT, LLC
CRD 118059 · SEC 801-60773
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 523 ms
Exempt Reporting Adviser
ALL SEAS CAPITAL
CRD 316487 · SEC 802-122615
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALL STAR FINANCIAL
CRD 323765 · SEC 801-126834
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALL TERRAIN FINANCIAL ADVISORS
CRD 286683 · SEC 801-109958
COON RAPIDS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALL-STARS INVESTMENT LIMITED
CRD 292840 · SEC 802-112839
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLARD PARTNERS LIMITED
CRD 138933 · SEC 801-66071
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLARIA ASSET MANAGEMENT, LLC
CRD 287513 · SEC 801-125025
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEGHENY FINANCIAL GROUP
CRD 104690 · SEC 801-12566
PITTSBURGH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEGHENY INVESTMENTS
CRD 7597 · SEC 801-57662
PITTSBURGH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEGIANCE FINANCIAL ADVISORS, INC.
CRD 127293 · SEC 801-121302
JACKSONVILLE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEGIANCE FINANCIAL GROUP
CRD 313110 · SEC 801-122267
VIENNA, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEGIANT WEALTH ADVISORS, LLC
CRD 330239 · SEC 801-130800
TULSA, OK
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLEGIS CAPITAL MANAGEMENT COMPANY LLC
CRD 329653 · SEC 802-130083
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLEGRO FUNDS PTY LTD
CRD 290709 · SEC 802-113951
SYDNEY, NSW
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEGRO MINERAL PARTNERS LLC
CRD 324740 · SEC 801-135657
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEN CAPITAL GROUP, LLC
CRD 135879 · SEC 801-64514
GRAND ISLAND, NE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEN CAPITAL MANAGEMENT, LLC
CRD 135147 · SEC 801-67018
VANCOUVER, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEN FINANCIAL MANAGEMENT
CRD 153511 · SEC 801-132815
OXFORD, MI
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
ALLEN FINANCIAL PARTNERS
CRD 342928 · SEC 801-136792
PRESCOTT, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEN INVESTMENT MANAGEMENT, LLC
CRD 124454 · SEC 801-61985
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026