Reported as registered
ALLEN WEALTH MANAGEMENT, LLC
CRD 133038 · SEC 801-64431
BOONE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 441 ms
Exempt Reporting Adviser
ALLERFUND VENTURES, LLC
CRD 336235 · SEC 802-134717
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEY COMPANY
CRD 317544 · SEC 801-122856
LAKE FOREST, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLEYCORP ADVISERS, LLC
CRD 328257 · SEC 802-128868
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLGEN FINANCIAL ADVISORS, INC.
CRD 126877 · SEC 801-80077
ORLANDO, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE ADVISORY & SECURITIES, LLC
CRD 18835 · SEC 801-67105
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE CONSUMER GROWTH, LLC
CRD 163639 · SEC 801-88208
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE FINANCIAL
CRD 319679 · SEC 801-125698
WYOMISSING, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE INVESTMENT MANAGEMENT, LLC
CRD 152012 · SEC 801-121504
JENISON, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE PARTNERS LLC
CRD 157700 · SEC 801-72413
CHEVY CHASE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE PRIVATE WEALTH, LLC
CRD 316612 · SEC 801-133775
NORTH READING, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE WEALTH ADVISORS, LLC
CRD 314668 · SEC 801-121605
CENTERVILLE, UT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE WEALTH ADVISORS, LLC
CRD 288394 · SEC 801-110512
SCRANTON, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE WEALTH MANAGEMENT GROUP, LLC
CRD 169573 · SEC 801-78935
FLEMINGTON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE WEALTH MANAGEMENT PARTNERS LLC
CRD 313195 · SEC 801-121597
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCEBERNSTEIN CORPORATION
CRD 107445 · SEC 801-39910
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCEBERNSTEIN HOLDING L.P.
CRD 106998 · SEC 801-32361
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCEBERNSTEIN L.P.
CRD 108477 · SEC 801-56720
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
CRD 7726 · SEC 801-120849
LIBERTY LAKE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLIANZ CAPITAL PARTNERS GMBH
CRD 338726 · SEC 802-134606
MUNICH
Source release August 3, 2026 · retrieved August 18, 2026