Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 355 ms

Reported as registered
ALLIANZ CAPITAL PARTNERS OF AMERICA LLC
CRD 161684 · SEC 801-74280
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED
CRD 289358 · SEC 801-111691
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANZ INVESTMENT MANAGEMENT LLC
CRD 111925 · SEC 801-60167
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIE FAMILY OFFICE LLC
CRD 307144 · SEC 801-118866
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIED ASSET ADVISORS INC
CRD 112441 · SEC 801-57323
HOMETOWN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIED INDUSTRIAL PARTNERS
CRD 322494 · SEC 801-128413
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIED INVESTMENT ADVISORS LLC
CRD 159103 · SEC 801-79202
BILLINGS, MT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIED PORTFOLIO MANAGEMENT, INC.
CRD 113809 · SEC 801-61656
TUCSON, AZ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIED PRIVATE WEALTH
CRD 328952 · SEC 801-129089
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLIED STRATEGIC PARTNERS MANAGEMENT, LP
CRD 315791 · SEC 802-123651
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIES CAPITAL MANAGEMENT
CRD 319640 · SEC 801-125888
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLISON INVESTMENT MANAGEMENT, LLC
CRD 124645 · SEC 801-125959
COLUMBIA, SC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIUM FINANCIAL ADVISORS, LLC
CRD 288462 · SEC 801-110536
LAKE OSWEGO, OR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLOCATE MANAGEMENT COMPANY, LLC
CRD 316814 · SEC 801-126667
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLOCATOR SOLUTIONS, LLC
CRD 337300 · SEC 801-133802
ST LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLODIUM INVESTMENT CONSULTANTS, LLC
CRD 135812 · SEC 801-64508
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLOS INVESTMENT ADVISORS, LLC
CRD 155541 · SEC 801-72028
OVERLAND PARK, KS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLOS VENTURE MANAGEMENT COMPANY, LTD.
CRD 163236 · SEC 802-75217
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLOY PARTNERS, INC.
CRD 317616 · SEC 802-130709
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLPOINT FINANCIAL GROUP
CRD 301028 · SEC 801-136736
PETALUMA, CA
Source release August 3, 2026 · retrieved August 18, 2026