Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 362 ms

Exempt Reporting Adviser
AP VENTURES LLP
CRD 332479 · SEC 802-131119
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AP WEALTH MANAGEMENT
CRD 156417 · SEC 801-107514
AUGUSTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APAX PARTNERS LLP
CRD 157111 · SEC 802-76186
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APAX PARTNERS US, LLC
CRD 157110 · SEC 801-73724
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APC ASSET DEVELOPMENT I, LP
CRD 328513 · SEC 801-128996
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APC ASSET DEVELOPMENT II, LP
CRD 328587 · SEC 801-128950
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEIRA CAPITAL ADVISORS LLC
CRD 311141 · SEC 802-135336
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEIRON
CRD 289273 · SEC 801-110974
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APELLA WEALTH
CRD 171106 · SEC 801-79650
WEST HARTFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERA ASSET MANAGEMENT LLP
CRD 296984 · SEC 802-113593
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERIAMVENTURES
CRD 340349 · SEC 802-135597
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERIAMVENTURES MANAGEMENT PARTNERS, LLC
CRD 340350 · SEC 802-135595
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERIAMVENTURES MANAGEMENT, LLC
CRD 340102 · SEC 802-135596
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APERIO GROUP, LLC
CRD 111616 · SEC 801-57184
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
APERTURE ADVISORS LLC
CRD 327627 · SEC 801-128541
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APERTURE INVESTORS, LLC
CRD 295468 · SEC 801-113983
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERTURE MANAGEMENT LLC
CRD 162665 · SEC 802-75655
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX CAPITAL MANAGEMENT, L.L.C.
CRD 117059 · SEC 801-126097
LAFAYETTE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEX FINANCIAL LTD
CRD 342652 · SEC 802-136476
THORNTON, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEX HARBOUR PARTNERS, LLC
CRD 343056 · SEC 802-136716
LEWES, DE
Source release August 3, 2026 · retrieved August 18, 2026