Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 443 ms

Reported as registered
APEX INVESTMENT GROUP
CRD 333593 · SEC 801-131502
HUDSON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX INVESTMENTS MANAGEMENT US, LLC
CRD 322874 · SEC 801-126559
COCONUT GROVE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX INVESTMENTS MANAGEMENT, S.A.
CRD 323044 · SEC 801-126942
GUATEMALA CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX STRATEGIC WEALTH, LLC
CRD 308569 · SEC 801-118732
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX WEALTH ADVISORS LLC
CRD 316564 · SEC 801-132850
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX WEALTH MANAGEMENT, LLC
CRD 317091 · SEC 801-122628
BEDFORD, NH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEXES MANAGEMENT LTD
CRD 338468 · SEC 802-134402
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEXIUM SECURITIES LTD
CRD 340985 · SEC 802-135585
PARKER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APFORIA
CRD 327176 · SEC 801-128361
VIRGINIA BEACH, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APG ASSET MANAGEMENT US, INC
CRD 160795 · SEC 801-74200
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APH GP LP
CRD 281920 · SEC 802-107005
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APH I GP LP
CRD 330162 · SEC 802-129722
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APH III GP LP
CRD 325842 · SEC 802-127991
TORONTO, ON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APHIAS CAPITAL, L.P.
CRD 336255 · SEC 801-133879
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
API FINANCIAL ADVISORS, LLC
CRD 304586 · SEC 801-117119
ROCKLEDGE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APIARY CAPITAL LLP
CRD 306583 · SEC 802-118055
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APIS & HERITAGE CAPITAL PARTNERS, LLC
CRD 315195 · SEC 801-134218
WASHINGTON, DC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APIS CAPITAL ADVISORS, LLC
CRD 131200 · SEC 801-78582
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APIS PARTNERS GROUP (UK) LIMITED
CRD 333848 · SEC 802-132475
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APO CAPITAL LTDA.
CRD 322637 · SEC 802-126636
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026