Reported as registered
APPLE & ASSOCIATES
CRD 126849 · SEC 801-134872
GRASS VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 631 ms
Reported as registered
APPLE TREE ASSET MANAGEMENT, LLC
CRD 298437 · SEC 801-130668
FORT WAYNE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APPLE TREE VENTURE MANAGEMENT LLC
CRD 163705 · SEC 802-75719
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
APPLESEED ADVISORY, LLC
CRD 342466 · SEC 801-136569
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLETON PARTNERS, INC.
CRD 110049 · SEC 801-29384
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLEWHITE & BUYS FINANCIAL ADVISORS
CRD 169799 · SEC 801-134467
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
APPLIED ACADEMICS
CRD 340114 · SEC 801-136499
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLIED CAPITAL
CRD 128996 · SEC 801-122829
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLIED CAPITAL LLC
CRD 166175 · SEC 801-115146
LITTLE ROCK, AR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLIED FINANCE ADVISORS, LLC
CRD 140054 · SEC 801-66461
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLIED FINANCE CAPITAL MANAGEMENT, LLC
CRD 226755 · SEC 801-98338
SAN JUAN, PR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLIED FINANCIAL WISDOM
CRD 164428 · SEC 801-135135
RAPID CITY, SD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLIED FUNDAMENTAL RESEARCH, LLC
CRD 167645 · SEC 801-121001
CAMBRIDGE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APPLIED INVESTMENT STRATEGIES, LLC
CRD 290280 · SEC 802-132270
AMARILLO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APPLIED VENTURES, LLC
CRD 334249 · SEC 802-132880
SANTA CLARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPOMATTOX ADVISORY, INC
CRD 153731 · SEC 801-71652
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPROACH CAPITAL LLC
CRD 291807 · SEC 801-136372
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPROACH RETIREMENT ADVISORS, LLC
CRD 166221 · SEC 801-121714
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APRICITY FINANCIAL, LLC
CRD 330201 · SEC 801-134856
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APRICUS WEALTH LLC
CRD 306239 · SEC 801-123731
BEAUFORT, SC
Source release August 3, 2026 · retrieved August 18, 2026