Reported as registered
APRIEM ADVISORS
CRD 108188 · SEC 801-55371
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 629 ms
Reported as registered
APRIO WEALTH MANAGEMENT, LLC
CRD 127333 · SEC 801-63326
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APS ASSET MANAGEMENT PTE LTD
CRD 109189 · SEC 801-56213
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APS INVESTMENT MANAGEMENT GROUP
CRD 153504 · SEC 801-118386
JACKSON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APS WEALTH MANAGEMENT, LLC
CRD 298233 · SEC 801-114000
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APSE CAPITAL LLP
CRD 338804 · SEC 802-134647
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APT WEALTH USA PTY LTD
CRD 342273 · SEC 801-136479
SYDNEY, NEW SOUTH WALES
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APTIOR CAPITAL LLP
CRD 290621 · SEC 802-116991
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APTUS CAPITAL ADVISORS, LLC
CRD 167626 · SEC 801-107723
FAIRHOPE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APTUS FINANCIAL, LLC
CRD 280033 · SEC 801-120751
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQI
CRD 339159 · SEC 801-135052
LONE TREE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQR ARBITRAGE, LLC
CRD 114626 · SEC 801-60678
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQR CAPITAL MANAGEMENT, LLC
CRD 111883 · SEC 801-55543
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQS ASSET MANAGEMENT, L.L.C.
CRD 131544 · SEC 801-63166
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQT CAPITAL MANAGEMENT, LLC
CRD 338922 · SEC 802-134650
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUA ADVISORS LLC
CRD 285399 · SEC 801-120092
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUA CAPITAL ADVISORS
CRD 151887 · SEC 801-130676
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQUA LAKE CAPITAL LIMITED
CRD 343276 · SEC 802-136980
HONG KONG, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQUA-SPARK MANAGEMENT
CRD 170168 · SEC 802-80998
UTRECHT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQUAE CAPITAL LLC
CRD 321978 · SEC 802-126500
MARSEILLE
Source release August 3, 2026 · retrieved August 18, 2026