Pending / 120-Day Approval
AQUALIS PARTNERS LLC
CRD 342218 · SEC 801-136592
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
23,622 sourced firms · query 627 ms
Exempt Reporting Adviser
AQUAMARINE ZURICH AG
CRD 323809 · SEC 802-126871
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC
CRD 292769 · SEC 801-113571
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUARIAN HOLDINGS MANAGEMENT LLC
CRD 293116 · SEC 801-119703
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUATIC CAPITAL MANAGEMENT LLC
CRD 307291 · SEC 801-120230
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUILANT ADVISORS
CRD 282953 · SEC 801-114993
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUILINE MANAGEMENT HOLDINGS LP
CRD 327352 · SEC 801-129233
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AR ASSET MANAGEMENT, INC.
CRD 110342 · SEC 801-16930
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AR CAPITAL
CRD 329598 · SEC 802-136074
EBENE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARA GC PARTNERS, LLC
CRD 334354 · SEC 801-133905
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARA PARTNERS
CRD 298845 · SEC 801-117788
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARABLE CAPITAL PARTNERS, LLC
CRD 287629 · SEC 801-110480
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARAGON CAPITAL LLC
CRD 166958 · SEC 801-121982
FORT LAUDERDALE, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARAGON FAMILY OFFICE LLC
CRD 337597 · SEC 801-133925
HOMEWOOD, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARAGON GLOBAL MANAGEMENT, LP
CRD 156043 · SEC 801-121637
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARAGUAIA CAPITAL PARTNERS
CRD 169849 · SEC 802-79555
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARAMAS CAPITAL HOLDINGS LLC
CRD 331828 · SEC 802-131185
MANHASSET, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARANOVA CAPITAL, LLC
CRD 335003 · SEC 802-132511
CORONADO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARARAT CAPITAL MANAGEMENT LP
CRD 291783 · SEC 801-118572
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARAVALI ASSET MANAGEMENT PTE LTD
CRD 313273 · SEC 802-120974
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026