State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- INTERNET SECURITIES
Firm CRD 102800 · CA · Reported as state-registered
Registration date: 2017-01-24
- COLORADO FINANCIAL SERVICE CORPORATION
Firm CRD 104343 · CA · Reported as state-registered
Registration date: 2013-07-30
- BORRIS NII & COMPANY
Firm CRD 104709 · CA · Reported as state-registered
Registration date: 2018-01-22
- MARATHON FINANCIAL ADVISORS
Firm CRD 104835 · CA · Reported as state-registered
Registration date: 2012-05-15
- MILLER, FLEMING & ASSOCIATES
Firm CRD 104923 · CA · Reported as state-registered
Registration date: 2012-05-24
- PROFESSIONAL FINANCIAL ADVISORS INC
Firm CRD 105296 · CA · Reported as state-registered
Registration date: 2012-04-04
- THE PORTOLA GROUP INC
Firm CRD 105359 · CA · Reported as state-registered
Registration date: 2020-05-19
- WESTLAKE CAPITAL INC
Firm CRD 105473 · CA · Reported as state-registered
Registration date: 2011-05-17
- ALPHA & OMEGA
Firm CRD 105548 · CA · Reported as state-registered
Registration date: 2023-06-27
- MCKINNEY ASSET MANAGEMENT INC.
Firm CRD 105592 · CA · Reported as state-registered
Registration date: 2018-02-02
- KAREL CAPITAL, INC.
Firm CRD 105607 · CA · Reported as state-registered
Registration date: 2019-11-07
- EQUITY MANAGEMENT GROUP
Firm CRD 105632 · CA · Reported as state-registered
Registration date: 2004-05-24
- CLBI INVESTMENTS INC
Firm CRD 105703 · CA · Reported as state-registered
Registration date: 2012-07-17
- STAMPER CAPITAL & INVESTMENTS, INC.
Firm CRD 106041 · CA · Reported as state-registered
Registration date: 2011-03-09
- VALUE MONITORING, INC
Firm CRD 106056 · CA · Reported as state-registered
Registration date: 2023-03-30
- HAMMER ASSET MANAGEMENT, LLC
Firm CRD 106121 · CA · Reported as state-registered
Registration date: 2021-05-27
- TAYLOR K A ASSOCIATES INC
Firm CRD 106296 · CA · Reported as state-registered
Registration date: 2012-08-27
- PROTECTED CAPITAL MANAGEMENT
Firm CRD 106364 · CA · Reported as state-registered
Registration date: 2011-06-14
- PACIFIC MANAGEMENT LTD
Firm CRD 106624 · CA · Reported as state-registered
Registration date: 2012-06-28
- RUNNYMEDE CAPITAL MANAGEMENT INC
Firm CRD 106719 · CA · Reported as state-registered
Registration date: 2024-04-29
- SEIDMAN INVESTMENT PORTFOLIOS
Firm CRD 106894 · CA · Reported as state-registered
Registration date: 2012-05-29
- FORTUNA ASSET MANAGEMENT LLC
Firm CRD 106897 · CA · Reported as state-registered
Registration date: 2012-07-31
- PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY
Firm CRD 106962 · CA · Reported as state-registered
Registration date: 2026-07-30
- DE MAYO FINANCIAL
Firm CRD 107082 · CA · Reported as state-registered
Registration date: 2005-06-20
- WALSTAD INVESTMENT COUNSEL, INC.
Firm CRD 107112 · CA · Reported as state-registered
Registration date: 2012-05-01