State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- INTERNET SECURITIES
Firm CRD 102800 · CA · Reported as state-registered
Registration date: 2017-01-24
- MKG FINANCIAL GROUP, INC.
Firm CRD 104214 · WA · Reported as state-registered
Registration date: 2012-06-28
- COLORADO FINANCIAL SERVICE CORPORATION
Firm CRD 104343 · AZ · Reported as state-registered
Registration date: 2017-09-25
- COLORADO FINANCIAL SERVICE CORPORATION
Firm CRD 104343 · CA · Reported as state-registered
Registration date: 2013-07-30
- COLORADO FINANCIAL SERVICE CORPORATION
Firm CRD 104343 · TX · Reported as state-registered
Registration date: 2023-07-14
- COLORADO FINANCIAL SERVICE CORPORATION
Firm CRD 104343 · WA · Reported as state-registered
Registration date: 2017-10-12
- BORRIS NII & COMPANY
Firm CRD 104709 · CA · Reported as state-registered
Registration date: 2018-01-22
- GUNN & CO ASSET MANAGEMENT INC
Firm CRD 104750 · TX · Reported as state-registered
Registration date: 2009-04-09
- MARATHON FINANCIAL ADVISORS
Firm CRD 104835 · CA · Reported as state-registered
Registration date: 2012-05-15
- MAXWELL INVESTMENT ADVISORY SERVICES
Firm CRD 104922 · AZ · Reported as state-registered
Registration date: 2012-07-12
- MILLER, FLEMING & ASSOCIATES
Firm CRD 104923 · CA · Reported as state-registered
Registration date: 2012-05-24
- ARISTON CAPITAL MANAGEMENT CORP
Firm CRD 105086 · WA · Reported as state-registered
Registration date: 2009-04-09
- PROFESSIONAL INVESTMENT COUNSEL, INC
Firm CRD 105096 · TX · Reported as state-registered
Registration date: 2012-12-14
- PROFESSIONAL FINANCIAL ADVISORS INC
Firm CRD 105296 · CA · Reported as state-registered
Registration date: 2012-04-04
- THE PORTOLA GROUP INC
Firm CRD 105359 · CA · Reported as state-registered
Registration date: 2020-05-19
- BROWN AND BROWN FINANCIAL SERVICES, INC.
Firm CRD 105392 · TX · Reported as state-registered
Registration date: 2011-02-23
- WESTLAKE CAPITAL INC
Firm CRD 105473 · CA · Reported as state-registered
Registration date: 2011-05-17
- ALPHA & OMEGA
Firm CRD 105548 · CA · Reported as state-registered
Registration date: 2023-06-27
- ALPHA & OMEGA
Firm CRD 105548 · TX · Reported as state-registered
Registration date: 2023-09-05
- MCKINNEY ASSET MANAGEMENT INC.
Firm CRD 105592 · CA · Reported as state-registered
Registration date: 2018-02-02
- KAREL CAPITAL, INC.
Firm CRD 105607 · CA · Reported as state-registered
Registration date: 2019-11-07
- KAREL CAPITAL, INC.
Firm CRD 105607 · WA · Reported as state-registered
Registration date: 2012-06-26
- EQUITY MANAGEMENT GROUP
Firm CRD 105632 · CA · Reported as state-registered
Registration date: 2004-05-24
- CLBI INVESTMENTS INC
Firm CRD 105703 · CA · Reported as state-registered
Registration date: 2012-07-17
- INFORMED INVESTORS GROUP
Firm CRD 105824 · WA · Reported as state-registered
Registration date: 2012-06-29