State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ASSET MANAGEMENT CORPORATION
Firm CRD 105967 · TX · Reported as state-registered
Registration date: 2018-03-12
- STAMPER CAPITAL & INVESTMENTS, INC.
Firm CRD 106041 · CA · Reported as state-registered
Registration date: 2011-03-09
- VALUE MONITORING, INC
Firm CRD 106056 · CA · Reported as state-registered
Registration date: 2023-03-30
- HAMMER ASSET MANAGEMENT, LLC
Firm CRD 106121 · CA · Reported as state-registered
Registration date: 2021-05-27
- EFS ASSET MANAGEMENT LLC
Firm CRD 106184 · TX · Reported as state-registered
Registration date: 2026-08-12
- TAYLOR K A ASSOCIATES INC
Firm CRD 106296 · CA · Reported as state-registered
Registration date: 2012-08-27
- PENGRA CAPITAL MANAGEMENT INC
Firm CRD 106319 · WA · Reported as state-registered
Registration date: 2012-06-14
- PROTECTED CAPITAL MANAGEMENT
Firm CRD 106364 · CA · Reported as state-registered
Registration date: 2011-06-14
- BANNER INVESTMENT CONSULTANTS
Firm CRD 106439 · WA · Reported as state-registered
Registration date: 2012-06-22
- POST OAK INVESTMENT MANAGEMENT, INC
Firm CRD 106601 · TX · Reported as state-registered
Registration date: 1999-01-06
- PACIFIC MANAGEMENT LTD
Firm CRD 106624 · CA · Reported as state-registered
Registration date: 2012-06-28
- RUNNYMEDE CAPITAL MANAGEMENT INC
Firm CRD 106719 · CA · Reported as state-registered
Registration date: 2024-04-29
- SEIDMAN INVESTMENT PORTFOLIOS
Firm CRD 106894 · CA · Reported as state-registered
Registration date: 2012-05-29
- FORTUNA ASSET MANAGEMENT LLC
Firm CRD 106897 · CA · Reported as state-registered
Registration date: 2012-07-31
- PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY
Firm CRD 106962 · CA · Reported as state-registered
Registration date: 2026-07-30
- DE MAYO FINANCIAL
Firm CRD 107082 · CA · Reported as state-registered
Registration date: 2005-06-20
- WALSTAD INVESTMENT COUNSEL, INC.
Firm CRD 107112 · CA · Reported as state-registered
Registration date: 2012-05-01
- PORTFOLIO MANAGEMENT, LLC
Firm CRD 107129 · TX · Reported as state-registered
Registration date: 1992-08-19
- WHELAN CAPITAL MANGEMENT
Firm CRD 107216 · CA · Reported as state-registered
Registration date: 2015-02-09
- YOUNG CAPITAL MANAGEMENT INC
Firm CRD 107448 · AZ · Reported as state-registered
Registration date: 2012-03-23
- FIRST FINANCIAL CONSULTING
Firm CRD 107456 · CA · Reported as state-registered
Registration date: 2003-07-02
- RITTER WEALTH COUNSEL
Firm CRD 107474 · CA · Reported as state-registered
Registration date: 2012-06-18
- TRIVEST CAPITAL MANAGEMENT INC
Firm CRD 107586 · CA · Reported as state-registered
Registration date: 2003-07-29
- ALTOS FINANCIAL MANAGEMENT, LLC
Firm CRD 107602 · CA · Reported as state-registered
Registration date: 2012-08-22
- ADVISOR SERVICES, INC.
Firm CRD 107666 · AZ · Reported as state-registered
Registration date: 1994-08-31