State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SMART INVESTMENTS ADVISORY INCORPORATED
Firm CRD 107778 · CA · Reported as state-registered
Registration date: 2007-12-04
- ANDREWS CAPITAL MANAGEMENT INC
Firm CRD 108013 · CA · Reported as state-registered
Registration date: 2012-05-18
- STAFFORD CAPITAL MANAGEMENT LLC
Firm CRD 108134 · CA · Reported as state-registered
Registration date: 2012-07-13
- VOMUND INVESTMENT MANAGEMENT, LLC
Firm CRD 108137 · CA · Reported as state-registered
Registration date: 2001-04-27
- VOMUND INVESTMENT MANAGEMENT, LLC
Firm CRD 108137 · TX · Reported as state-registered
Registration date: 2000-06-08
- REK ADVISORS, INC.
Firm CRD 108198 · TX · Reported as state-registered
Registration date: 2016-04-04
- THE COLERIDGE GROUP LLC
Firm CRD 108335 · AZ · Reported as state-registered
Registration date: 2012-12-13
- THE COLERIDGE GROUP LLC
Firm CRD 108335 · CA · Reported as state-registered
Registration date: 2021-02-24
- CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.
Firm CRD 108368 · CA · Reported as state-registered
Registration date: 2006-03-28
- DUNVEGAN ASSOCIATES INC
Firm CRD 108603 · CA · Reported as state-registered
Registration date: 2017-09-13
- WEALTH MANAGEMENT GROUP
Firm CRD 108749 · TX · Reported as state-registered
Registration date: 2023-12-13
- CHIEF CAPITAL MANAGEMENT, INC
Firm CRD 108753 · CA · Reported as state-registered
Registration date: 1998-01-02
- CHIEF CAPITAL MANAGEMENT, INC
Firm CRD 108753 · WA · Reported as state-registered
Registration date: 1999-12-09
- GLOBAL TRENDS INVESTMENTS
Firm CRD 108854 · CA · Reported as state-registered
Registration date: 2012-08-02
- THE COOK COMPANY, LLC
Firm CRD 108889 · CA · Reported as state-registered
Registration date: 2025-02-24
- RICHARD NEY & ASSOCIATES ASSET MANAGEMENT, INC.
Firm CRD 109075 · CA · Reported as state-registered
Registration date: 2012-05-21
- AFFINITY CAPITAL, L.P.
Firm CRD 109118 · TX · Reported as state-registered
Registration date: 2012-07-24
- ATTIVO LEGACY ADVISORS, LLC
Firm CRD 109195 · CA · Reported as state-registered
Registration date: 2003-04-10
- MONEY METHODS, INC.
Firm CRD 109298 · TX · Reported as state-registered
Registration date: 1985-07-19
- LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT
Firm CRD 109340 · CA · Reported as state-registered
Registration date: 2012-02-23
- CARL F. PETERSEN. INC
Firm CRD 109489 · AZ · Reported as state-registered
Registration date: 1997-07-09
- HANSEN WEALTH MANAGEMENT
Firm CRD 109661 · TX · Reported as state-registered
Registration date: 2012-08-23
- GREEN INVESTMENT MANAGEMENT, INC.
Firm CRD 109695 · CA · Reported as state-registered
Registration date: 2017-04-18
- GREEN INVESTMENT MANAGEMENT, INC.
Firm CRD 109695 · TX · Reported as state-registered
Registration date: 2017-01-11
- NORTHWEST INVESTMENT ADVISORS, INC
Firm CRD 109737 · CA · Reported as state-registered
Registration date: 2016-05-20