State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- NORTHWEST INVESTMENT ADVISORS, INC
Firm CRD 109737 · WA · Reported as state-registered
Registration date: 2003-03-25
- MANAGED FINANCIAL SERVICES CORP INC
Firm CRD 109806 · TX · Reported as state-registered
Registration date: 2012-07-02
- TAYLOR STEPHENS, INC.
Firm CRD 110055 · TX · Reported as state-registered
Registration date: 2012-05-30
- L. COOPER INVESTMENTS
Firm CRD 110059 · TX · Reported as state-registered
Registration date: 2012-04-12
- CENTURION COUNSEL INC
Firm CRD 110083 · CA · Reported as state-registered
Registration date: 2020-03-12
- CENTURION COUNSEL INC
Firm CRD 110083 · TX · Reported as state-registered
Registration date: 2020-04-23
- ADVISORY FINANCIAL SERVICES LLC
Firm CRD 110155 · CA · Reported as state-registered
Registration date: 2001-10-30
- MOK CAPITAL MANAGEMENT
Firm CRD 110182 · CA · Reported as state-registered
Registration date: 2012-06-14
- SUMMIT INVESTMENT MANAGEMENT, LTD.
Firm CRD 110188 · CA · Reported as state-registered
Registration date: 2020-04-15
- SUMMIT INVESTMENT MANAGEMENT, LTD.
Firm CRD 110188 · WA · Reported as state-registered
Registration date: 2025-07-01
- HOWLAND ADVISORY CORPORATION
Firm CRD 110192 · TX · Reported as state-registered
Registration date: 1992-01-06
- GAMBOA CAPITAL MANAGEMENT INC.
Firm CRD 110201 · TX · Reported as state-registered
Registration date: 2006-01-01
- ENVISION CAPITAL MANAGEMENT LTD
Firm CRD 110266 · AZ · Reported as state-registered
Registration date: 2015-06-19
- SUCCESSFUL RESOURCE MANAGEMENT, LTD.
Firm CRD 110317 · TX · Reported as state-registered
Registration date: 2015-09-15
- CORE ASSET MANAGEMENT COMPANY
Firm CRD 110463 · CA · Reported as state-registered
Registration date: 2012-06-27
- FIRST FINANCIAL STRATEGIES INC
Firm CRD 110467 · AZ · Reported as state-registered
Registration date: 2013-01-16
- CREATIVE RESOURCES INVESTMENT ADVISORS LLC
Firm CRD 110484 · CA · Reported as state-registered
Registration date: 2024-08-30
- MONUMENT INVESTMENTS INC.
Firm CRD 110494 · TX · Reported as state-registered
Registration date: 2012-06-13
- GUERRA INVESTMENT ADVISORS
Firm CRD 110564 · TX · Reported as state-registered
Registration date: 2012-04-20
- MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC
Firm CRD 110644 · TX · Reported as state-registered
Registration date: 2003-05-20
- PAMPEL & ASSOCIATES, INC.
Firm CRD 110660 · CA · Reported as state-registered
Registration date: 2012-06-22
- VM JONES FINANCIAL CONSULTING, L.L.C.
Firm CRD 110678 · AZ · Reported as state-registered
Registration date: 2012-06-27
- HUBER, CARDONO, MORING & RICHTER, L.P.
Firm CRD 110705 · TX · Reported as state-registered
Registration date: 2012-08-23
- INVESTOR RESOURCES INC
Firm CRD 110766 · AZ · Reported as state-registered
Registration date: 2012-05-15
- INVESTOR RESOURCES INC
Firm CRD 110766 · WA · Reported as state-registered
Registration date: 2012-06-29